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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 173 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3441 PUT ALLIANCEBERNSTEIN HLDG L P 11,600.0 $434K +3K +28.9% $37.44
3442 CALL NGL ENERGY PARTNERS LP 35,200.0 $434K -85K -70.8% $12.33
3443 PUT STRUCTURE THERAPEUTICS INC 9,000.0 $434K +1K +18.4% $48.20
3444 JEPI J P MORGAN EXCHANGE TRADED F 7,652.0 $434K NEW $56.68 -0.1%
3445 CALL UNITI GROUP LLC 46,100.0 $432K -63K -57.7% $9.38
3446 FND FLOOR & DECOR HLDGS INC Consumer Cyclical 8,510.0 $432K NEW $50.80 +6.7%
3447 CALL GRACO INC 5,100.0 $432K $84.65
3448 PUT OMEROS CORP 40,800.0 $431K -79K -65.9% $10.56
3449 CALL WOODWARD INC 1,200.0 $430K -13K -91.4% $357.92
3450 CALL EQUILLIUM INC 214,500.0 $429K +179K +504.2% $2.00
3451 CALL TALOS ENERGY INC 27,200.0 $429K -51K -65.2% $15.76
3452 PUT INMODE LTD 31,300.0 $428K -58K -64.8% $13.68
3453 CALL ICL GROUP LTD 82,600.0 $428K -28K -25.5% $5.18
3454 CALL UNIFIRST CORP MASS 1,700.0 $428K NEW $251.59
3455 TFSL TFS FINL CORP Financial Services 30,423.0 $427K NEW $14.05 +30.0%
3456 PUT EASTMAN CHEM CO 5,600.0 $427K +600.0 +12.0% $76.32
3457 PANW PALO ALTO NETWORKS INC Technology 2,664.0 $427K -5K -65.2% $160.32 +109.1%
3458 CALL ETF OPPORTUNITIES TRUST 240,400.0 $427K +126K +110.0% $1.78
3459 CALL THEMES ETF TR 79,400.0 $425K +38K +94.1% $5.35
3460 PUT CANTALOUPE INC 39,300.0 $425K -70K -63.9% $10.81
Page 173 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%