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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 172 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3421 PUT TWO HARBORS INVENTMENT CORPO 38,500.0 $440K -67K -63.4% $11.42
3422 BTSG BRIGHTSPRING HEALTH SVCS INC Healthcare 10,313.0 $439K NEW $42.61 +63.7%
3423 PUT ATLANTA BRAVES HLDGS INC 9,300.0 $438K +3K +47.6% $47.05
3424 PUT TRANSMEDICS GROUP INC 4,400.0 $437K -1K -24.1% $99.41
3425 CALL KURA ONCOLOGY INC 53,800.0 $437K -3K -5.1% $8.13
3426 PUT TRIPLE FLAG PRECIOUS METAL 12,600.0 $437K +3K +31.2% $34.71
3427 CALL ATOSSA THERAPEUTICS INC 83,100.0 $437K NEW $5.26
3428 PUT SOCIEDAD QUIMICA Y MINERA DE 5,400.0 $437K NEW $80.94
3429 ITW ILLINOIS TOOL WKS INC Industrials 1,679.0 $437K NEW $260.29 +5.2%
3430 CALL SFL CORPORATION LTD 40,500.0 $437K NEW $10.79
3431 CALL GOLD COM INC 10,900.0 $437K +2K +18.5% $40.08
3432 CALL CASEYS GEN STORES INC 600.0 $437K -2K -71.4% $727.86
3433 PUT WW GRAINGER INC 400.0 $436K NEW $1090.81
3434 CALL COMMERCIAL METALS CO 7,100.0 $436K +4K +163.0% $61.43
3435 CALL ORION S.A. 67,100.0 $436K -6K -8.6% $6.50
3436 PUT CDW CORP 3,600.0 $436K NEW $121.02
3437 LIONSGATE STUDIOS CORP 45,426.0 $436K -126K -73.4% $9.59
3438 CALL LIBERTY ENERGY INC 15,100.0 $435K -20K -57.1% $28.80
3439 PUT WESTERN UN CO 49,800.0 $435K -168K -77.1% $8.73
3440 CALL KULR TECHNOLOGY GROUP INC 183,400.0 $435K -147K -44.5% $2.37
Page 172 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%