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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 171 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3401 CALL VERA THERAPEUTICS INC 11,100.0 $447K +2K +18.1% $40.23
3402 PUT T1 ENERGY INC 101,700.0 $446K -150K -59.6% $4.39
3403 JAMES HARDIE INDS PLC 23,565.0 $446K +12K +105.2% $18.94
3404 PUT IMMUNOME INC 20,400.0 $446K -17K -45.2% $21.87
3405 PUT ARAMARK 11,000.0 $446K -35K -76.0% $40.54
3406 PUT INVESCO CURRENCYSHARES 7,700.0 $446K NEW $57.88
3407 PRIM PRIMORIS SVCS CORP Industrials 3,113.0 $445K NEW $143.04 -37.4%
3408 CALL KASPI KZ JSC 6,000.0 $444K +4K +300.0% $74.07
3409 NOV NOV INC Energy 23,557.0 $443K NEW $18.81 +8.1%
3410 CALL SPROTT INC 3,100.0 $443K -1K -24.4% $142.90
3411 CALL AMERICAN BITCOIN CORP. 479,400.0 $443K +382K +391.2% $0.92
3412 PUT BENTLEY SYS INC 12,600.0 $443K +1K +9.6% $35.12
3413 IYW ISHARES TR 2,438.0 $442K NEW $181.42 +34.1%
3414 CALL GEMINI SPACE STA INC 100,000.0 $442K -223K -69.1% $4.42
3415 PUT ADURO CLEAN TECHNOLOGIES INC 42,100.0 $442K NEW $10.49
3416 PUT DENISON MINES CORP 125,000.0 $441K -159K -56.0% $3.53
3417 CALL LEVI STRAUSS & CO NEW 23,800.0 $440K -103K -81.2% $18.49
3418 PUT RECURSION PHARMACEUTICALS IN 143,300.0 $440K NEW $3.07
3419 PUT ELASTIC N V 8,800.0 $440K -8K -48.2% $49.99
3420 PUT THEMES ETF TR 157,700.0 $440K +139K +734.4% $2.79
Page 171 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%