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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 170 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3381 CALL SCHRODINGER INC 39,900.0 $453K -22K -35.3% $11.36
3382 CALL ASANA INC 70,800.0 $453K -39K -35.7% $6.40
3383 CALL VERTEX INC 38,100.0 $453K -1K -3.0% $11.89
3384 CALL INTERDIGITAL INC 1,500.0 $453K -1K -40.0% $302.00
3385 CALL GOLDMAN SACHS ETF TR 9,100.0 $453K +3K +42.2% $49.78
3386 ILF ISHARES TR 12,738.0 $452K +6K +90.2% $35.52 -0.3%
3387 PUT B & G FOODS INC 93,900.0 $452K +70K +286.4% $4.81
3388 CALL BIOVENTUS INC 49,400.0 $451K +32K +190.6% $9.13
3389 PUT ABSCI CORPORATION 150,300.0 $451K +126K +518.5% $3.00
3390 CALL STREAMEX CORP 398,900.0 $451K +382K +2205.8% $1.13
3391 CNM CORE & MAIN INC Industrials 9,116.0 $450K NEW $49.40 -11.4%
3392 MANU MANCHESTER UTD PLC NEW Communication Services 26,720.0 $449K -16K -37.9% $16.82 +32.6%
3393 VICI VICI PPTYS INC Real Estate 16,443.0 $449K NEW $27.32 -2.8%
3394 PUT WEIBO CORP 51,300.0 $449K -45K -46.7% $8.75
3395 CALL TRINITY CAP INC 30,500.0 $449K +21K +221.1% $14.71
3396 PUT WP CAREY INC 6,600.0 $449K -7K -50.4% $67.96
3397 FRDM EA SERIES TRUST 8,203.0 $448K NEW $54.65 +22.9%
3398 PUT DYNAMIX CORP 42,800.0 $448K NEW $10.47
3399 PUT LIONSGATE STUDIOS CORP 46,700.0 $448K -29K -38.1% $9.59
3400 PUT TUTOR PERINI CORP 5,800.0 $448K -16K -72.8% $77.19
Page 170 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%