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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 169 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3361 DAC DANAOS CORPORATION Industrials 4,085.0 $460K +1K +35.7% $112.64 +17.4%
3362 CALL RB GLOBAL INC 4,800.0 $460K +5K +2300.0% $95.85
3363 UFPT UFP TECHNOLOGIES INC Healthcare 2,376.0 $460K +2K +2401.1% $193.60 +22.9%
3364 CALL VARONIS SYS INC 21,400.0 $459K +6K +42.7% $21.47
3365 NNN NNN REIT INC Real Estate 10,921.0 $459K +4K +48.3% $42.03 +16.5%
3366 HAFN HAFNIA LTD Industrials 60,394.0 $459K +45K +304.8% $7.60 -0.9%
3367 PUT BANK OZK LITTLE ROCK ARK 10,000.0 $459K -68K -87.1% $45.89
3368 PUT FLOWERS FOODS INC 56,300.0 $459K -41K -42.1% $8.15
3369 ING ING GROEP N.V. Financial Services 17,607.0 $459K NEW $26.05 +27.9%
3370 PUT CORMEDIX INC 67,500.0 $458K +28K +70.9% $6.79
3371 GEO GEO GROUP INC Industrials 27,236.0 $458K NEW $16.81 +86.4%
3372 CALL WESTERN UN CO 52,400.0 $457K +4K +8.5% $8.73
3373 PUT KOPPERS HOLDINGS INC 11,800.0 $456K +11K +1211.1% $38.68
3374 CALL BURLINGTON STORES INC 1,400.0 $456K -3K -65.0% $325.38
3375 CALL DIGI PWR X INC 224,400.0 $456K +142K +172.0% $2.03
3376 PUT SUNOCO LP/SUNOCO FIN CORP 7,000.0 $455K -24K -77.7% $64.97
3377 CALL AMYLYX PHARMACEUTICALS INC 32,700.0 $455K +4K +16.0% $13.90
3378 CALL TRIPADVISOR INC 42,600.0 $454K -420K -90.8% $10.66
3379 PUT HELMERICH & PAYNE INC 12,600.0 $454K -15K -53.9% $36.03
3380 UNFI UNITED NAT FOODS INC Consumer Defensive 10,065.0 $454K -31K -75.2% $45.06 +11.2%
Page 169 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%