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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 168 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3341 PUT PILGRIMS PRIDE CORP 12,400.0 $468K +10K +396.0% $37.76
3342 PUT FIGS INC 31,700.0 $468K -39K -55.4% $14.77
3343 EWM ISHARES INC 16,475.0 $468K NEW $28.41 -1.9%
3344 PUT ROUNDHILL ETF TRUST 22,700.0 $467K -25K -52.4% $20.58
3345 HRL HORMEL FOODS CORP Consumer Defensive 20,626.0 $467K -13K -39.1% $22.65 +11.3%
3346 PUT AVISTA CORP 11,600.0 $466K +2K +16.0% $40.14
3347 CALL URANIUM RTY CORP 127,500.0 $465K -309K -70.8% $3.65
3348 PUT UNIVERSAL HLTH SVCS INC 2,600.0 $465K -19K -88.1% $178.97
3349 PUT OLEMA PHARMACEUTICALS INC 31,200.0 $465K -5K -13.3% $14.91
3350 ALKS ALKERMES PLC Healthcare 13,138.0 $465K NEW $35.36 +48.7%
3351 CALL FORWARD INDUSTRIES INC 104,800.0 $464K NEW $4.43
3352 SONY SONY GROUP CORP Technology 22,364.0 $463K -62K -73.5% $20.70 +1.1%
3353 CALL ATMOS ENERGY CORP 2,500.0 $462K +2K +525.0% $184.72
3354 VIXM PROSHARES TR II Financial Services 26,917.0 $462K +11K +70.0% $17.15 -15.6%
3355 CALL VANGUARD TAX-MANAGED FDS 7,200.0 $461K +900.0 +14.3% $64.08
3356 NGL NGL ENERGY PARTNERS LP Energy 37,418.0 $461K NEW $12.33 +31.0%
3357 UMC UNITED MICROELECTRONICS CORP Technology 51,364.0 $461K NEW $8.98 +137.1%
3358 VOOV VANGUARD ADMIRAL FDS INC 2,261.0 $461K NEW $203.79 +9.3%
3359 VET VERMILION ENERGY INC Energy 33,422.0 $461K +31K +1391.4% $13.78 -20.0%
3360 PUT CATALYST PHARMACEUTICALS INC 18,600.0 $461K NEW $24.76
Page 168 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%