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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 167 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3321 CALL VERASTEM INC 89,900.0 $476K +79K +709.9% $5.30
3322 FAZ DIREXION SHARES ETF TRUST 9,383.0 $476K +2K +22.8% $50.74 -32.0%
3323 CALL WABTEC 1,900.0 $475K +600.0 +46.1% $249.91
3324 PUT WEC ENERGY GROUP INC 4,100.0 $475K -93K -95.8% $115.77
3325 UUP INVESCO DB US DLR INDEX TR Financial Services 17,077.0 $474K NEW $27.78 +2.4%
3326 CALL NOVOCURE LTD 43,500.0 $474K -37K -46.0% $10.90
3327 PUT LITHIUM AMERS CORP NEW 119,900.0 $474K -144K -54.5% $3.95
3328 CALL EXPRO GROUP HOLDINGS NV 27,200.0 $474K +26K +2620.0% $17.41
3329 PUT GENWORTH FINL INC 58,300.0 $473K -6K -9.6% $8.12
3330 IREZ INVESTMENT MANAGERS SER TR I 15,706.0 $473K NEW $30.09 -28.3%
3331 CALL UPEXI INC 479,400.0 $472K +243K +102.5% $0.99
3332 CALL KODIAK GAS SVCS INC 8,100.0 $472K +4K +102.5% $58.32
3333 HLX HELIX ENERGY SOLUTIONS GRP I Energy 47,686.0 $472K NEW $9.89 -2.4%
3334 ITRI ITRON INC Technology 5,259.0 $471K NEW $89.63 -7.2%
3335 CALL GODADDY INC 5,700.0 $471K -14K -71.5% $82.67
3336 PUT GRAIL INC 9,100.0 $470K -27K -75.0% $51.68
3337 CALL CENTERRA GOLD INC 26,400.0 $470K -16K -37.1% $17.79
3338 PUT BROOKFIELD CORP 11,600.0 $469K +2K +27.5% $40.47
3339 PUT BIOMARIN PHARMACEUTICAL INC 8,300.0 $469K -35K -81.0% $56.49
3340 FICO FAIR ISAAC CORP Technology 439.0 $469K NEW $1067.54 +14.4%
Page 167 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%