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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 165 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3281 CALL DOUGLAS EMMETT INC 52,400.0 $494K -66K -55.7% $9.42
3282 CALL IBEX LTD 18,400.0 $493K NEW $26.82
3283 PUT RAYONIER INC 23,900.0 $493K +16K +202.5% $20.62
3284 PUT DAVITA INC 3,200.0 $492K -10K -76.1% $153.69
3285 CALL INNOVATIVE INDL PPTYS INC 9,800.0 $492K -25K -71.6% $50.16
3286 LYG LLOYDS BANKING GROUP PLC Financial Services 97,719.0 $492K NEW $5.03 +22.0%
3287 VDE VANGUARD WORLD FD 2,840.0 $491K +3K +10000.0% $173.04 -3.2%
3288 CALL HYSTER-YALE INC 15,100.0 $491K +11K +268.3% $32.51
3289 PUT TENET HEALTHCARE CORP 2,600.0 $491K -38K -93.6% $188.71
3290 SA SEABRIDGE GOLD INC Basic Materials 17,279.0 $490K NEW $28.34 -3.6%
3291 AI C3 AI INC Technology 58,107.0 $489K NEW $8.42 -2.7%
3292 PUT NETGEAR INC 22,400.0 $489K +22K +10000.0% $21.84
3293 CALL ARHAUS INC 71,900.0 $487K +44K +154.1% $6.78
3294 OIH VANECK ETF TRUST 1,206.0 $487K NEW $404.21 -3.9%
3295 PUT GXO LOGISTICS INCORPORATED 9,400.0 $487K +3K +46.9% $51.85
3296 CALL HARLEY DAVIDSON INC 24,100.0 $487K -259K -91.5% $20.22
3297 PUT CHEESECAKE FACTORY INC 8,900.0 $487K -59K -86.9% $54.75
3298 NAVN NAVAN INC Technology 36,796.0 $487K +12K +49.1% $13.24 +77.8%
3299 SNDX SYNDAX PHARMACEUTICALS INC Healthcare 20,825.0 $486K -5K -18.8% $23.36 -5.6%
3300 FMS FRESENIUS MEDICAL CARE AG Healthcare 21,521.0 $486K +3K +19.3% $22.56 +7.7%
Page 165 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%