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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 16 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 PUT MARATHON PETE CORP 139,100.0 $34.0M 0.02% +96K +219.0% $244.18
302 CALL LUCID GROUP INC 3,558,600.0 $33.9M 0.02% -2.4M -40.6% $9.53
303 PLTR PALANTIR TECHNOLOGIES INC Technology 231,292.0 $33.8M 0.02% +40K +20.9% $146.28 -6.0%
304 CALL PEPSICO INC 217,500.0 $33.8M 0.02% -338K -60.8% $155.29
305 PUT QUALCOMM INC 261,800.0 $33.7M 0.02% -385K -59.5% $128.78
306 INTC INTEL CORP Technology 757,722.0 $33.4M 0.02% -325K -30.0% $44.13 +176.7%
307 CALL AMERICAN EXPRESS CO 110,500.0 $33.4M 0.02% -87K -44.0% $302.48
308 PUT FAIR ISAAC CORP 31,300.0 $33.4M 0.02% +22K +226.0% $1067.54
309 CALL CAMECO CORP 307,100.0 $33.4M 0.02% -77K -20.1% $108.61
310 PUT MASTERCARD INCORPORATED 66,200.0 $33.1M 0.02% -30K -31.1% $499.66
311 PUT DOW HLDGS INC 797,600.0 $33.0M 0.02% +36K +4.8% $41.40
312 PUT 3M CO 226,800.0 $32.9M 0.02% +8K +3.4% $145.23
313 PUT ROYAL CARIBBEAN GROUP 119,400.0 $32.9M 0.02% -34K -22.0% $275.18
314 CALL DEVON ENERGY CORP NEW 651,800.0 $32.8M 0.02% -66K -9.2% $50.32
315 PUT LOWES COS INC 138,000.0 $32.6M 0.02% -8K -5.5% $236.28
316 PUT CONSTELLATION ENERGY CORP 114,700.0 $32.0M 0.02% -119K -50.8% $279.25
317 PUT SLB LIMITED 622,900.0 $32.0M 0.02% -269K -30.2% $51.39
318 PUT LOCKHEED MARTIN CORP 52,400.0 $31.7M 0.02% +7K +14.7% $604.39
319 PUT ADOBE INC 130,000.0 $31.6M 0.02% -169K -56.5% $243.08
320 CALL AMGEN INC 89,800.0 $31.6M 0.02% -27K -23.4% $351.85
Page 16 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%