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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 15 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 PUT GE AEROSPACE 132,200.0 $37.5M 0.03% -57K -30.3% $283.77
282 CALL BARRICK MNG CORP 916,200.0 $37.4M 0.03% -1.3M -57.9% $40.79
283 CALL ARK ETF TR 793,900.0 $37.3M 0.03% -424K -34.8% $47.00
284 LITE LUMENTUM HLDGS INC Technology 52,807.0 $37.1M 0.03% +35K +198.0% $702.76 +29.5%
285 CALL DELTA AIR LINES INC 555,500.0 $36.9M 0.03% -152K -21.4% $66.48
286 CALL RIVIAN AUTOMOTIVE INC 2,442,800.0 $36.8M 0.03% -1.0M -29.4% $15.05
287 CALL ROCKET COS INC 2,550,000.0 $36.3M 0.02% -152K -5.6% $14.25
288 CALL CARNIVAL CORP 1,401,800.0 $36.3M 0.02% -1.1M -43.9% $25.88
289 SMH VANECK ETF TRUST 93,701.0 $35.9M 0.02% +16K +20.7% $383.40 +55.0%
290 PUT REDDIT INC 266,400.0 $35.9M 0.02% -22K -7.7% $134.65
291 PUT RIVIAN AUTOMOTIVE INC 2,378,600.0 $35.8M 0.02% -1.9M -44.0% $15.05
292 PFE PFIZER INC Healthcare 1,266,685.0 $35.6M 0.02% -224K -15.1% $28.08 -7.9%
293 PUT MARA HOLDINGS INC 4,349,400.0 $35.5M 0.02% -1.5M -26.2% $8.16
294 PUT TARGET CORP 287,000.0 $34.8M 0.02% -282K -49.6% $121.20
295 PUT SPOTIFY TECHNOLOGY S A 71,700.0 $34.8M 0.02% -28K -27.9% $484.91
296 CALL BAIDU INC 310,000.0 $34.5M 0.02% -393K -55.9% $111.42
297 CALL NU HLDGS LTD 2,400,800.0 $34.5M 0.02% +283K +13.4% $14.37
298 CALL AIRBNB INC 273,100.0 $34.5M 0.02% -305K -52.8% $126.28
299 CALL VERTIV HOLDINGS CO 136,600.0 $34.2M 0.02% -417K -75.3% $250.58
300 CALL MODERNA INC 670,000.0 $34.0M 0.02% -1.1M -61.4% $50.80
Page 15 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%