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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 147 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2921 CALL ARRIVENT BIOPHARMA INC 29,500.0 $681K NEW $23.07
2922 PUT FIREFLY AEROSPACE INC 23,900.0 $680K -18K -42.8% $28.47
2923 CALL HA SUSTAINABLE INFRA CAP INC 18,500.0 $680K NEW $36.75
2924 PUT MEDIWOUND LTD 42,200.0 $680K +41K +3416.7% $16.11
2925 CALL VNET GROUP INC 80,900.0 $679K -53K -39.6% $8.39
2926 PUT FIVERR INTL LTD 67,700.0 $678K -105K -60.9% $10.02
2927 CALL LIBERTY GLOBAL LTD 56,900.0 $678K -66K -53.9% $11.91
2928 KLAC KLA CORP Technology 459.0 $676K NEW $1472.41 -85.4%
2929 CALL INVESCO LTD 27,800.0 $675K -380K -93.2% $24.29
2930 CALL CORSAIR GAMING INC 121,500.0 $674K +42K +53.2% $5.55
2931 PUT ORMAT TECHNOLOGIES INC 6,000.0 $672K +3K +106.9% $111.92
2932 PUT VANGUARD STAR FDS 8,700.0 $671K +8K +770.0% $77.11
2933 EOG EOG RES INC Energy 4,636.0 $670K -2K -34.2% $144.57 -0.4%
2934 CALL H WORLD GROUP LTD 13,300.0 $669K +13K +10000.0% $50.29
2935 PGEN PRECIGEN INC Healthcare 172,660.0 $668K -8K -4.2% $3.87 +37.5%
2936 CALL ALBERTSONS COS INC 39,200.0 $668K -222K -85.0% $17.04
2937 CALL FIVERR INTL LTD 66,600.0 $667K +42K +170.7% $10.02
2938 PUT RITHM CAPITAL CORP 70,300.0 $666K -368K -84.0% $9.48
2939 INVH INVITATION HOMES INC Real Estate 26,711.0 $664K NEW $24.85 +18.7%
2940 PUT ANTERO MIDSTREAM CORP 29,100.0 $663K -14K -32.6% $22.80
Page 147 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%