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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 142 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2821 NVGS NAVIGATOR HLDGS LTD Energy 38,219.0 $739K NEW $19.33 +9.2%
2822 PUT ENTEGRIS INC 6,300.0 $739K -30K -82.6% $117.24
2823 CALL CMB.TECH NV 58,300.0 $737K -47K -44.5% $12.65
2824 PUT INNOVATIVE INDL PPTYS INC 14,700.0 $737K -3K -16.5% $50.16
2825 COMP COMPASS INC Technology 100,827.0 $737K -92K -47.8% $7.31 +54.0%
2826 PUT IRIDIUM COMMUNICATIONS INC 26,500.0 $735K -2K -8.6% $27.74
2827 CALL ONE STOP SYS INC 97,000.0 $734K +85K +701.6% $7.57
2828 CALL CALLAWAY GOLF CO 52,900.0 $734K NEW $13.88
2829 PUT GLOBAL E ONLINE LTD 23,800.0 $734K +13K +116.4% $30.85
2830 DX DYNEX CAP INC Real Estate 57,482.0 $733K -58K -50.2% $12.76 +1.5%
2831 CALL VERRA MOBILITY CORP 51,200.0 $732K +50K +4166.7% $14.29
2832 PUT ISHARES TR 11,300.0 $731K -1K -9.6% $64.67
2833 CALL NAVIOS MARITIME PARTNERS LP 10,800.0 $729K NEW $67.48
2834 PUT ALUMIS INC 33,000.0 $727K +27K +450.0% $22.03
2835 EME EMCOR GROUP INC Industrials 984.0 $726K +400.0 +68.5% $738.31 +2.3%
2836 PUT SHIFT4 PMTS INC 16,600.0 $726K -31K -65.2% $43.73
2837 ESTC ELASTIC N V Technology 14,518.0 $726K -7K -33.8% $49.99 +17.4%
2838 WING WINGSTOP INC Consumer Cyclical 4,682.0 $726K NEW $154.97 -10.9%
2839 PUT TIDAL TRUST II 64,400.0 $725K -54K -45.4% $11.26
2840 CALL LENDINGTREE INC 16,900.0 $725K +14K +503.6% $42.88
Page 142 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%