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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 141 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2801 PUT BLACK HILLS CORP 10,800.0 $750K 0.00% +9K +535.3% $69.41
2802 PUT JUMIA TECHNOLOGIES AG 108,400.0 $748K 0.00% -220K -67.0% $6.90
2803 CALL ZTO EXPRESS CAYMAN INC 29,700.0 $748K 0.00% +2K +6.8% $25.17
2804 CALL REMITLY GLOBAL INC 47,700.0 $747K 0.00% -91K -65.6% $15.67
2805 FBIN FORTUNE BRANDS INNOVATIONS I Industrials 19,161.0 $747K 0.00% NEW $38.97 +28.8%
2806 NN NEXTNAV INC Communication Services 46,584.0 $746K 0.00% NEW $16.02 -20.0%
2807 CALL SATELLOGIC INC 137,100.0 $746K 0.00% +79K +136.0% $5.44
2808 CALL BURFORD CAPITAL LIMITED 165,000.0 $746K 0.00% +64K +62.7% $4.52
2809 CALL SIMPLIFY EXCHANGE TRADED FUN 48,300.0 $745K NEW $15.43
2810 PUT VIKING THERAPEUTICS INC 22,900.0 $745K -199K -89.7% $32.54
2811 NAVI NAVIENT CORPORATION Financial Services 91,032.0 $745K +91K +10000.0% $8.18 +5.3%
2812 HP HELMERICH & PAYNE INC Energy 20,655.0 $744K NEW $36.03 -2.2%
2813 CALL RENTOKIL INITIAL PLC 23,600.0 $743K +22K +1288.2% $31.48
2814 PUT TRACTOR SUPPLY CO 16,400.0 $743K -45K -73.3% $45.30
2815 CALL AMERICAN BATTERY TECHNOLOGY 266,000.0 $742K -163K -38.0% $2.79
2816 CALL AVALO THERAPEUTICS INC 49,700.0 $742K +32K +174.6% $14.93
2817 CALL OPERA LTD 52,000.0 $742K +12K +30.0% $14.26
2818 CALL OBSIDIAN ENERGY LTD 78,300.0 $742K -49K -38.4% $9.47
2819 CALL J P MORGAN EXCHANGE TRADED F 13,000.0 $741K NEW $56.97
2820 PUT PORTLAND GEN ELEC CO 14,000.0 $739K +8K +115.4% $52.77
Page 141 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%