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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 139 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2761 CALL DELEK LOGISTICS PARTNERS LP 15,500.0 $771K 0.00% +12K +287.5% $49.76
2762 PUT WELLTOWER INC 3,900.0 $771K 0.00% -46K -92.2% $197.71
2763 CALL PHUNWARE INC 435,500.0 $771K 0.00% +428K +5948.6% $1.77
2764 CALL ETON PHARMACEUTICALS INC 31,200.0 $770K 0.00% +23K +290.0% $24.68
2765 CALL CONSOLIDATED EDISON INC 6,800.0 $770K 0.00% -19K -74.0% $113.18
2766 PUT PPG INDS INC 7,200.0 $770K 0.00% -9K -55.0% $106.88
2767 CALL RAMACO RES INC 49,700.0 $768K 0.00% -78K -61.0% $15.46
2768 PUT ARCH CAP GROUP LTD 8,000.0 $768K 0.00% -13K -61.4% $95.99
2769 PUT DLOCAL LTD 59,200.0 $768K 0.00% -16K -21.0% $12.97
2770 PUT VOLATILITY SHS TR 16,900.0 $766K 0.00% NEW $45.34
2771 SII SPROTT INC Financial Services 5,360.0 $766K 0.00% NEW $142.90 -24.0%
2772 CALL PERPETUA RESOURCES CORP 27,200.0 $765K 0.00% -73K -72.9% $28.12
2773 PUT VERMILION ENERGY INC 55,500.0 $765K 0.00% -2K -3.0% $13.78
2774 VIKING HOLDINGS LTD 10,406.0 $765K 0.00% -771.0 -6.9% $73.48
2775 NVDX ETF OPPORTUNITIES TRUST 54,821.0 $764K 0.00% -23K -29.6% $13.93 +36.4%
2776 CALL MINISO GROUP HLDG LTD 47,100.0 $763K 0.00% +10K +26.3% $16.20
2777 SHAK SHAKE SHACK INC Consumer Cyclical 8,624.0 $763K 0.00% +3K +41.1% $88.47 -37.4%
2778 EZA ISHARES INC 11,244.0 $762K 0.00% NEW $67.80 -7.2%
2779 PSA PUBLIC STORAGE OPER CO Real Estate 2,813.0 $762K 0.00% +1K +95.1% $270.88 +14.6%
2780 CALL CEMEX SA EURO MTN BE 144A 66,600.0 $762K 0.00% +29K +77.1% $11.44
Page 139 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%