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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 138 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2741 CALL IRON MTN INC DEL 7,700.0 $786K 0.00% -7K -49.0% $102.14
2742 PUT WESTERN MIDSTREAM PARTNERS L 19,100.0 $786K 0.00% NEW $41.17
2743 CALL AQUESTIVE THERAPEUTICS INC 189,400.0 $786K 0.00% -47K -19.9% $4.15
2744 VSTS VESTIS CORPORATION Industrials 99,930.0 $785K 0.00% NEW $7.86 +100.8%
2745 PUT EXELON CORP 16,000.0 $784K 0.00% -42K -72.4% $49.02
2746 ACHC ACADIA HEALTHCARE COMPANY IN Healthcare 33,460.0 $783K 0.00% NEW $23.39 +50.5%
2747 CALL GENUINE PARTS CO 7,400.0 $783K 0.00% +4K +105.6% $105.75
2748 CALL RITHM CAPITAL CORP 82,500.0 $782K 0.00% -39K -32.3% $9.48
2749 PUT MARSH & MCLENNAN COS INC 4,500.0 $781K 0.00% -2K -34.8% $173.45
2750 PUT GRAYSCALE ETHEREUM STAKING 39,300.0 $780K 0.00% NEW $19.86
2751 CALL NORDIC AMERICAN TANKERS LIMI 132,900.0 $779K 0.00% NEW $5.86
2752 PUT XPO INC 4,000.0 $778K 0.00% -6K -60.0% $194.55
2753 CALL PENNYMAC FINL SVCS INC NEW 8,900.0 $778K 0.00% -1K -11.0% $87.40
2754 DFTX DEFINIUM THERAPEUTICS INC Healthcare 41,156.0 $778K 0.00% NEW $18.90 +132.8%
2755 CALL COOPER-STANDARD HOLDINGS INC 27,900.0 $778K 0.00% +9K +49.2% $27.87
2756 PUT GLOBALSTAR INC 11,700.0 $777K 0.00% -83K -87.7% $66.42
2757 CVX CHEVRON CORPORATION Energy 3,750.0 $776K 0.00% -32K -89.4% $206.90 -6.7%
2758 PUT PROGRESSIVE CORP 3,900.0 $773K 0.00% -38K -90.7% $198.24
2759 PAYO PAYONEER GLOBAL INC Technology 159,907.0 $772K 0.00% +81K +101.8% $4.83 +47.5%
2760 CALL YEXT INC 201,000.0 $772K 0.00% +120K +147.8% $3.84
Page 138 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%