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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 135 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2681 PUT MATCH GROUP INC NEW 27,600.0 $848K 0.00% -22K -44.6% $30.71
2682 CALL RAPID7 INC 153,600.0 $846K 0.00% +72K +89.2% $5.51
2683 PUT POLARIS INC 15,500.0 $845K 0.00% -46K -74.7% $54.50
2684 PUT AIR PRODUCTS AND CHEMICALS I 2,900.0 $842K 0.00% -4K -57.4% $290.49
2685 PUT XCEL ENERGY INC 10,600.0 $842K 0.00% -36K -77.3% $79.44
2686 CALL LARIMAR THERAPEUTICS INC 186,900.0 $841K 0.00% +175K +1511.2% $4.50
2687 CPRI CAPRI HOLDINGS LIMITED Consumer Cyclical 47,702.0 $841K 0.00% -3K -6.2% $17.62 -8.9%
2688 PUT TSAKOS ENERGY NAVIGATION LTD 21,300.0 $840K 0.00% NEW $39.46
2689 SIRI SIRIUSXM HOLDINGS INC Communication Services 36,316.0 $838K 0.00% -79K -68.6% $23.08 +29.9%
2690 CALL AEHR TEST SYS 22,600.0 $838K 0.00% -232K -91.1% $37.08
2691 CALL SANA BIOTECHNOLOGY INC 290,700.0 $837K 0.00% +142K +96.2% $2.88
2692 CALL THE ONCOLOGY INSTITUTE INC 271,400.0 $833K 0.00% -130K -32.4% $3.07
2693 YINN DIREXION SHARES ETF TRUST 25,353.0 $832K 0.00% -46K -64.6% $32.81 -16.4%
2694 CALL KYIVSTAR GROUP LTD 82,100.0 $831K 0.00% +1K +1.4% $10.12
2695 CALL ISHARES TR 13,000.0 $830K 0.00% +12K +1344.4% $63.86
2696 PUT TRIUMPH FINANCIAL INC 13,900.0 $829K 0.00% -1K -8.0% $59.66
2697 PUT SPROTT INC 5,800.0 $829K 0.00% +4K +205.3% $142.90
2698 CALL CABOT CORP 11,000.0 $828K 0.00% +10K +2100.0% $75.31
2699 AMLP ALPS ETF TR 15,637.0 $823K 0.00% +8K +109.6% $52.64 +4.2%
2700 CALL QUEST DIAGNOSTICS INC 4,200.0 $823K 0.00% +1K +40.0% $195.98
Page 135 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%