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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 134 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2661 CALL MATTEL INC 59,300.0 $862K 0.00% -10K -14.8% $14.53
2662 CALL ASE TECHNOLOGY HLDG CO LTD 39,700.0 $861K 0.00% -75K -65.5% $21.68
2663 CALL CORBUS PHARMACEUTICALS HLDGS 91,600.0 $860K 0.00% NEW $9.39
2664 EVLV EVOLV TECHNOLOGIES HLDNGS IN Industrials 142,130.0 $860K 0.00% NEW $6.05 -11.7%
2665 PUT RYDER SYS INC 4,200.0 $860K 0.00% +4K +4100.0% $204.71
2666 CALL MILLROSE PPTYS INC 30,700.0 $860K 0.00% +26K +614.0% $28.00
2667 BROWN FORMAN CORP 32,502.0 $859K 0.00% +25K +356.8% $26.44
2668 CALL XCEL ENERGY INC 10,800.0 $858K 0.00% -32K -74.7% $79.44
2669 PUT FOX CORP 14,700.0 $857K 0.00% +2K +16.7% $58.33
2670 PUT IAMGOLD CORP 45,500.0 $856K 0.00% -33K -42.0% $18.82
2671 PUT AMERICOLD REALTY TRUST INC 74,700.0 $856K 0.00% +45K +153.2% $11.46
2672 PUT ADMA BIOLOGICS INC 95,000.0 $856K 0.00% +17K +21.2% $9.01
2673 VLYPN VALLEY NATL BANCORP Financial Services 69,669.0 $856K 0.00% +44K +175.1% $12.28 +109.9%
2674 HNRG HALLADOR ENERGY COMPANY Energy 52,528.0 $855K 0.00% +21K +66.1% $16.28 +1.7%
2675 PUT TIDAL TRUST II 39,100.0 $855K 0.00% NEW $21.86
2676 PUT BICYCLE THERAPEUTICS PLC 184,000.0 $854K 0.00% +173K +1572.7% $4.64
2677 SVIX VS TRUST Financial Services 54,277.0 $853K 0.00% +13K +32.7% $15.71 +54.2%
2678 HD HOME DEPOT INC Consumer Cyclical 2,585.0 $850K 0.00% -22K -89.4% $328.89 +1.0%
2679 CALL CHEESECAKE FACTORY INC 15,500.0 $849K 0.00% -10K -39.7% $54.75
2680 CALL ODDITY TECH LTD 63,400.0 $848K 0.00% +53K +521.6% $13.38
Page 134 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%