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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 132 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2621 CALL INTERNATIONAL PAPER CO 25,200.0 $900K 0.00% -98K -79.6% $35.70
2622 CALL AMERICAN WTR WKS CO INC NEW 6,600.0 $898K 0.00% -14K -67.8% $136.09
2623 TSN TYSON FOODS INC Consumer Defensive 14,015.0 $898K 0.00% NEW $64.07 -10.8%
2624 CALL QIAGEN NV 22,400.0 $897K 0.00% +21K +1393.3% $40.04
2625 BSM BLACK STONE MINERALS L P Energy 59,237.0 $896K 0.00% +31K +111.0% $15.12 -4.0%
2626 ARWR ARROWHEAD PHARMACEUTICALS IN Healthcare 14,281.0 $895K 0.00% NEW $62.70 +44.1%
2627 PUT VARONIS SYS INC 41,700.0 $895K 0.00% -21K -33.9% $21.47
2628 CALL UNUSUAL MACHS INC 72,200.0 $895K 0.00% +10K +15.7% $12.40
2629 PUT BLACKSTONE MORTGAGE TRUST IN 46,700.0 $894K 0.00% -95K -67.0% $19.15
2630 CALL IMAX CORP 23,500.0 $893K 0.00% +16K +231.0% $38.01
2631 CALL INVESTMENT MANAGERS SER TR I 28,900.0 $892K 0.00% NEW $30.86
2632 PUT OVINTIV INC 15,000.0 $890K 0.00% -43K -74.1% $59.36
2633 CALL SUNOCO LP/SUNOCO FIN CORP 13,700.0 $890K 0.00% +8K +132.2% $64.97
2634 PUT KINSALE CAP GROUP INC 2,600.0 $888K 0.00% +2K +1200.0% $341.66
2635 CALL NOBLE CORP PLC 18,100.0 $888K 0.00% -7K -27.3% $49.07
2636 CALL DIODES INC 13,000.0 $887K 0.00% +10K +364.3% $68.26
2637 CALL TKO GROUP HOLDINGS INC 4,400.0 $887K 0.00% +2K +57.1% $201.65
2638 CALL VANDA PHARMACEUTICALS INC 128,300.0 $887K 0.00% +66K +106.6% $6.91
2639 CALL FERROVIAL SE 13,600.0 $885K 0.00% NEW $65.05
2640 CALL HEALTHPEAK PROPERTIES INC 53,800.0 $884K 0.00% +41K +313.9% $16.43
Page 132 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%