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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 12 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 CALL LOCKHEED MARTIN CORP 84,700.0 $51.2M 0.03% -38K -31.0% $604.39
222 PUT OCCIDENTAL PETE CORP 779,700.0 $50.7M 0.03% -538K -40.8% $65.00
223 MSFT MICROSOFT CORP Technology 136,729.0 $50.6M 0.03% +66K +93.6% $370.17 +4.7%
224 PUT MODERNA INC 989,200.0 $50.3M 0.03% -359K -26.6% $50.80
225 PUT MERCK & CO INC 415,500.0 $50.0M 0.03% -314K -43.0% $120.29
226 PUT UNITED AIRLS HLDGS INC 539,100.0 $49.6M 0.03% -102K -15.9% $92.07
227 CALL GAMESTOP CORP 3,470,400.0 $49.5M 0.03% -1.9M -35.6% $14.25
228 PUT PAYPAL HLDGS INC 1,087,300.0 $49.2M 0.03% -133K -10.9% $45.23
229 PUT GLOBAL X FDS 829,700.0 $49.1M 0.03% +332K +66.8% $59.12
230 CALL ARISTA NETWORKS INC 398,400.0 $48.9M 0.03% -332K -45.5% $122.78
231 CALL PROSHARES TR II 1,870,900.0 $48.8M 0.03% +880K +88.8% $26.08
232 CALL SHELL PLC 521,500.0 $48.5M 0.03% $93.00
233 PUT AT&T INC 1,654,000.0 $47.9M 0.03% +70K +4.5% $28.99
234 PUT INTERNATIONAL BUSINESS MACHS 196,600.0 $47.7M 0.03% NEW $242.39
235 PUT DISNEY WALT CO 490,800.0 $47.3M 0.03% -311K -38.8% $96.38
236 CALL SHOPIFY INC 395,900.0 $47.0M 0.03% -256K -39.3% $118.62
237 CALL SLB LIMITED 909,800.0 $46.8M 0.03% -280K -23.5% $51.39
238 CALL FIRST SOLAR INC 235,700.0 $46.5M 0.03% -211K -47.2% $197.26
239 CALL SPDR SERIES TRUST 268,600.0 $46.5M 0.03% +63K +30.8% $173.07
240 CALL PROCTER & GAMBLE CO 319,200.0 $46.1M 0.03% -154K -32.5% $144.44
Page 12 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%