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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 118 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2341 PUT NATERA INC 5,800.0 $1.2M 0.00% -9K -60.8% $199.99
2342 PUT LISTED FDS TR 22,900.0 $1.2M 0.00% +9K +62.4% $50.62
2343 CALL FORUM MARKETS INC 400,800.0 $1.2M 0.00% -206K -34.0% $2.89
2344 CALL TRANSALTA CORP 88,400.0 $1.2M 0.00% -59K -40.2% $13.10
2345 CALL BRINKER INTL INC 8,100.0 $1.2M 0.00% -57K -87.6% $142.77
2346 EQX EQUINOX GOLD CORP Basic Materials 79,930.0 $1.2M 0.00% -86K -51.8% $14.46 -37.3%
2347 PUT ARRIVENT BIOPHARMA INC 50,000.0 $1.2M 0.00% +49K +8233.3% $23.07
2348 CALL CINEMARK HLDGS INC 40,400.0 $1.2M 0.00% -79K -66.1% $28.52
2349 CALL SUNBELT RENTALS HOLDINGS INC 17,700.0 $1.2M 0.00% NEW $65.09
2350 PUT GUIDEWIRE SOFTWARE INC 7,700.0 $1.2M 0.00% +2K +35.1% $149.56
2351 XRT SPDR SERIES TRUST 14,303.0 $1.2M 0.00% NEW $80.47 +9.9%
2352 ARE ALEXANDRIA REAL ESTATE EQ IN Real Estate 24,790.0 $1.2M 0.00% NEW $46.42 +9.0%
2353 CALL FUELCELL ENERGY INC 176,200.0 $1.2M 0.00% -558K -76.0% $6.53
2354 PUT OUSTER INC 62,600.0 $1.1M 0.00% +20K +46.3% $18.37
2355 PUT J P MORGAN EXCHANGE TRADED F 20,300.0 $1.1M 0.00% NEW $56.64
2356 PUT INVESTMENT MANAGERS SER TR I 35,400.0 $1.1M 0.00% NEW $32.48
2357 CALL OCEANEERING INTL INC 32,400.0 $1.1M 0.00% +32K +10000.0% $35.47
2358 PUT ISHARES TR 32,000.0 $1.1M 0.00% +28K +788.9% $35.89
2359 CALL BXP INC 22,100.0 $1.1M 0.00% -21K -48.5% $51.90
2360 CANE TEUCRIUM COMMODITY TR Financial Services 109,848.0 $1.1M 0.00% +95K +636.0% $10.44 -6.1%
Page 118 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%