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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 107 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 CALL DRAGANFLY INC. 292,600.0 $1.4M 0.00% +168K +133.9% $4.91
2122 CALL HOLOGIC INC 19,000.0 $1.4M 0.00% +17K +804.8% $75.59
2123 CALL LIVEPERSON INC 563,200.0 $1.4M 0.00% $2.55
2124 PUT BANCO BILBAO VIZCAYA ARGENTA 66,300.0 $1.4M 0.00% NEW $21.66
2125 PUT VISTA ENERGY S.A.B. DE C.V. 19,000.0 $1.4M 0.00% -4K -15.6% $75.47
2126 CALL ALLSTATE CORP 6,900.0 $1.4M 0.00% -13K -64.6% $207.34
2127 PUT MANCHESTER UTD PLC NEW 85,000.0 $1.4M 0.00% -281K -76.8% $16.82
2128 CALL DAVE INC 8,200.0 $1.4M 0.00% -4K -33.3% $174.09
2129 LKQ LKQ CORP Consumer Cyclical 48,548.0 $1.4M 0.00% +45K +1131.2% $29.37 -15.2%
2130 CALL BROWN FORMAN CORP 53,900.0 $1.4M 0.00% +24K +77.3% $26.45
2131 PUT NAVIOS MARITIME PARTNERS LP 21,100.0 $1.4M 0.00% NEW $67.48
2132 CALL MURPHY OIL CORP 34,500.0 $1.4M 0.00% +15K +80.6% $41.25
2133 CALL BIONTECH SE 16,000.0 $1.4M 0.00% -11K -41.2% $88.88
2134 ETH GRAYSCALE ETHEREUM STAKING Financial Services 71,549.0 $1.4M 0.00% NEW $19.86 -7.7%
2135 PUT RYAN SPECIALTY HOLDINGS INC 42,100.0 $1.4M 0.00% NEW $33.74
2136 PUT TERNS PHARMACEUTICALS INC 26,900.0 $1.4M 0.00% +21K +363.8% $52.72
2137 PUT PONY AI INC 150,200.0 $1.4M 0.00% +15K +11.1% $9.44
2138 ORR EA SERIES TRUST 38,892.0 $1.4M 0.00% NEW $36.45 +1.0%
2139 PUT KRATOS DEFENSE & SEC SOLUTIO 20,100.0 $1.4M 0.00% NEW $70.51
2140 CALL SYMBOTIC INC 26,600.0 $1.4M 0.00% -45K -62.8% $53.20
Page 107 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%