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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 105 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2081 CALL SHERWIN WILLIAMS CO 4,700.0 $1.5M 0.00% -9K -64.7% $320.55
2082 PUT GRAYSCALE ETHEREUM STAKING E 87,800.0 $1.5M 0.00% NEW $17.07
2083 PUT MEDLINE INC 33,600.0 $1.5M 0.00% +28K +460.0% $44.50
2084 CALL JOYY INC 25,600.0 $1.5M 0.00% +24K +1728.6% $58.39
2085 PUT SUMMIT THERAPEUTICS INC 78,800.0 $1.5M 0.00% -26K -24.8% $18.96
2086 DELL DELL TECHNOLOGIES INC Technology 9,098.0 $1.5M 0.00% -125K -93.2% $164.13 +146.2%
2087 PUT BANC OF CALIFORNIA INC 84,800.0 $1.5M 0.00% +70K +465.3% $17.58
2088 PUT CBRE GROUP INC 11,000.0 $1.5M 0.00% +11K +10000.0% $135.46
2089 PUT TREVI THERAPEUTICS INC 124,900.0 $1.5M 0.00% +11K +9.8% $11.93
2090 PUT IOVANCE BIOTHERAPEUTICS INC 424,300.0 $1.5M 0.00% +85K +24.9% $3.51
2091 PUT JBS N.V. 82,900.0 $1.5M 0.00% -418K -83.4% $17.96
2092 CALL GIGACLOUD TECHNOLOGY INC 32,800.0 $1.5M 0.00% -18K -35.8% $45.38
2093 CALL M & T BK CORP 7,200.0 $1.5M 0.00% -800.0 -10.0% $206.72
2094 HSBC HSBC HLDGS PLC Financial Services 17,986.0 $1.5M 0.00% NEW $82.49 +22.6%
2095 PZZA PAPA JOHNS INTL INC Consumer Cyclical 45,762.0 $1.5M 0.00% +29K +171.0% $32.41 -0.5%
2096 PUT GENUINE PARTS CO 14,000.0 $1.5M 0.00% +12K +460.0% $105.75
2097 CMPS COMPASS PATHWAYS PLC Healthcare 267,465.0 $1.5M 0.00% +162K +154.2% $5.53 +120.3%
2098 LW LAMB WESTON HLDGS INC Consumer Defensive 34,972.0 $1.5M 0.00% +517.0 +1.5% $42.26 +11.8%
2099 CALL VAIL RESORTS INC 11,500.0 $1.5M 0.00% +7K +173.8% $128.32
2100 CALL ARGAN INC 2,700.0 $1.5M 0.00% -1K -27.0% $544.65
Page 105 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%