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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 102 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 CALL VANGUARD STAR FDS 20,800.0 $1.6M 0.00% +18K +571.0% $77.11
2022 PUT SENTINELONE INC 124,500.0 $1.6M 0.00% -87K -41.2% $12.88
2023 CALL KODIAK AI INC. 230,100.0 $1.6M 0.00% +63K +38.0% $6.94
2024 CALL STERLING INFRASTRUCTURE INC 3,900.0 $1.6M 0.00% +100.0 +2.6% $407.27
2025 NUAI NEW ERA ENERGY & DIGITAL INC Energy 390,886.0 $1.6M 0.00% NEW $4.06 +45.8%
2026 CALL PERFORMANCE FOOD GROUP CO 18,500.0 $1.6M 0.00% +8K +74.5% $85.66
2027 CALL TIDAL TRUST I 65,900.0 $1.6M 0.00% +38K +132.9% $24.02
2028 NYT NEW YORK TIMES CO MTN BE Communication Services 18,884.0 $1.6M 0.00% NEW $83.73 -10.8%
2029 PUT BANK NOVA SCOTIA B C 22,800.0 $1.6M 0.00% +9K +67.7% $69.31
2030 PUT IMMUNOVANT INC 63,600.0 $1.6M 0.00% +54K +529.7% $24.84
2031 NXT NEXTPOWER INC Technology 13,101.0 $1.6M 0.00% NEW $120.55 -12.3%
2032 SIL GLOBAL X FDS 17,524.0 $1.6M 0.00% -54K -75.3% $90.08 -16.2%
2033 PUT OMEGA HEALTHCARE INVS INC 36,000.0 $1.6M 0.00% +12K +50.6% $43.82
2034 PUT CBOE GLOBAL MKTS INC 5,600.0 $1.6M 0.00% -12K -67.6% $281.07
2035 PUT INTERCONTINENTAL EXCHANGE IN 10,000.0 $1.6M 0.00% NEW $157.28
2036 CALL PITNEY BOWES INC 142,300.0 $1.6M 0.00% -63K -30.8% $11.05
2037 DINO HF SINCLAIR CORP Energy 25,187.0 $1.6M 0.00% +3K +15.9% $62.39 +47.0%
2038 PUT PLANET FITNESS MASTER ISSUER 21,100.0 $1.6M 0.00% -41K -65.8% $74.38
2039 PUT EQUITY RESIDENTIAL 26,500.0 $1.6M 0.00% +19K +235.4% $59.15
2040 PUT STEEL DYNAMICS INC 8,700.0 $1.6M 0.00% -23K -72.6% $180.00
Page 102 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%