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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 99 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1961 INVESTMENT MANAGERS SER TR I 4,231.0 $219K -3K -42.5% $51.86
1962 PUT MATTEL INC 15,100.0 $219K -90K -85.6% $14.53
1963 CALL QUANTUM SI INC 283,200.0 $219K -38K -11.9% $0.77
1964 PUT ROBERT HALF INC. 8,600.0 $218K -87K -91.0% $25.40
1965 CALL LIGHTSPEED COMMERCE INC 24,300.0 $218K -600.0 -2.4% $8.96
1966 PUT BRINKS CO 2,100.0 $218K -400.0 -16.0% $103.63
1967 PUT ZEVRA THERAPEUTICS INC 23,300.0 $217K -7K -22.3% $9.32
1968 CALL AGIOS PHARMACEUTICALS INC 6,400.0 $217K -12K -66.0% $33.83
1969 CALL GLOBAL SHIP LEASE INC 5,800.0 $216K -2K -26.6% $37.23
1970 PUT ZYMEWORKS INC 8,600.0 $215K -6K -41.1% $25.04
1971 CALL PORCH GROUP INC 30,000.0 $215K -4K -11.2% $7.17
1972 PUT ARBUTUS BIOPHARMA CORP 47,600.0 $214K -13K -21.2% $4.50
1973 PUT MANULIFE FINL CORP 6,200.0 $214K -2K -22.5% $34.44
1974 CALL TANDEM DIABETES CARE INC 11,100.0 $213K -5K -31.9% $19.17
1975 CALL LEXINFINTECH HLDGS LTD 97,300.0 $212K -124K -56.0% $2.18
1976 CALL GENEDX HOLDINGS CORP 3,300.0 $212K -13K -80.2% $64.22
1977 PUT BIRKENSTOCK HOLDING PLC 5,900.0 $211K -38K -86.6% $35.83
1978 PUT INVESTMENT MANAGERS SER TR I 5,800.0 $211K -3K -34.1% $36.31
1979 PUT NORTHERN OIL & GAS INC 7,200.0 $210K -31K -81.0% $29.23
1980 BSOL BITWISE SOLANA STAKING ETF Financial Services 19,020.0 $210K -27K -58.8% $11.05 -7.4%
Page 99 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%