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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 94 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1861 PUT PROCEPT BIOROBOTICS CORP 10,800.0 $270K -2K -12.2% $25.01
1862 PUT AURINIA PHARMACEUTICALS INC 18,200.0 $270K -17K -48.1% $14.82
1863 CALL GENIUS SPORTS LIMITED 60,400.0 $268K -35K -36.5% $4.43
1864 CALL AMERICOLD REALTY TRUST INC 23,300.0 $267K -27K -53.9% $11.46
1865 ANIP ANI PHARMACEUTICALS INC Healthcare 3,459.0 $266K -693.0 -16.7% $76.90 +3.0%
1866 PUT PTC THERAPEUTICS INC 3,900.0 $266K -1K -22.0% $68.13
1867 JBBB JANUS DETROIT STR TR 5,695.0 $265K -21K -78.4% $46.60 +1.9%
1868 CALL GLOBAL E ONLINE LTD 8,600.0 $265K -52K -85.9% $30.85
1869 PUT PRIME MEDICINE INC 76,200.0 $265K -69K -47.4% $3.48
1870 BOIL PROSHARES TR II Financial Services 16,421.0 $265K -60K -78.5% $16.12 +39.0%
1871 PUT ETFIS SER TR I 12,400.0 $264K -8K -38.3% $21.33
1872 CALL TENET HEALTHCARE CORP 1,400.0 $264K -20K -93.5% $188.71
1873 CALL ARBUTUS BIOPHARMA CORP 58,600.0 $264K -41K -41.0% $4.50
1874 PUT SMURFIT WESTROCK PLC 6,600.0 $263K -38K -85.0% $39.85
1875 CALL GLOBANT S A 5,700.0 $263K -58K -91.1% $46.11
1876 PUT WAYSTAR HLDG CORP 10,900.0 $263K -4K -27.3% $24.11
1877 PUT AGILENT TECHNOLOGIES INC 2,300.0 $262K -8K -78.1% $113.98
1878 CALL ARS PHARMACEUTICALS INC 32,600.0 $262K -19K -36.5% $8.03
1879 PUT J & J SNACK FOODS CORP 3,300.0 $262K -200.0 -5.7% $79.27
1880 CDZI CADIZ INC Utilities 53,213.0 $261K -83K -60.9% $4.91 -30.8%
Page 94 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%