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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 91 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1801 CALL LKQ CORP 10,800.0 $317K -50K -82.2% $29.37
1802 PUT VEEVA SYS INC 1,800.0 $316K -15K -89.3% $175.66
1803 CALL TPG INC 7,800.0 $316K -21K -72.6% $40.51
1804 PUT GOLD ROYALTY CORP 88,100.0 $315K -93K -51.5% $3.58
1805 PUT HUNTINGTON BANCSHARES INC 20,100.0 $315K -72K -78.2% $15.65
1806 PUT GRAPHIC PACKAGING HLDG CO 31,400.0 $312K -9K -23.0% $9.94
1807 WU WESTERN UN CO Financial Services 35,661.0 $311K -158K -81.6% $8.73 +1.7%
1808 GPRO GOPRO INC Technology 404,083.0 $311K -293K -42.0% $0.77 -14.3%
1809 PUT KYNDRYL HLDGS INC 23,700.0 $311K -33K -58.1% $13.12
1810 CALL VANGUARD WORLD FD 1,600.0 $309K -20K -92.5% $193.38
1811 PUT NEKTAR THERAPEUTICS 4,300.0 $309K -6K -57.0% $71.95
1812 CALL SERITAGE GROWTH PPTYS 109,800.0 $309K -95K -46.5% $2.81
1813 CALL SONOS INC 23,000.0 $308K -58K -71.8% $13.40
1814 SOYB TEUCRIUM COMMODITY TR Financial Services 12,599.0 $307K -10K -44.8% $24.40 +4.5%
1815 CALL CHARGEPOINT HOLDINGS INC 63,100.0 $307K -780K -92.5% $4.86
1816 PUT BILL HOLDINGS INC 8,000.0 $306K -79K -90.8% $38.30
1817 PUT LATTICE SEMICONDUCTOR CORP 3,300.0 $306K -83K -96.2% $92.76
1818 PUT DYNATRACE INC 8,200.0 $303K -16K -66.8% $36.98
1819 PUT ETORO GROUP LTD 10,000.0 $300K -9K -47.4% $30.03
1820 PUT SERVE ROBOTICS INC 35,500.0 $300K -311K -89.8% $8.44
Page 91 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%