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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 89 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1761 ZROZ PIMCO ETF TR 5,456.0 $349K -20K -78.2% $64.01 -4.8%
1762 CALL BALLARD PWR SYS INC NEW 144,200.0 $349K -66K -31.4% $2.42
1763 CALL FINANCE OF AMERICA COMPAN 21,000.0 $349K -49K -69.9% $16.60
1764 PUT FORWARD AIR CORP 20,800.0 $348K -6K -22.1% $16.71
1765 PUT BLACKBERRY LTD 106,800.0 $346K -122K -53.3% $3.24
1766 CALL TELEPHONE & DATA SYS INC 8,200.0 $345K -106K -92.8% $42.10
1767 CALL ABIVAX SA 3,100.0 $345K -600.0 -16.2% $111.35
1768 CALL HOST HOTELS & RESORTS INC 18,000.0 $345K -8K -31.3% $19.16
1769 CALL BENTLEY SYS INC 9,800.0 $344K -5K -33.3% $35.12
1770 CALL TRILOGY METALS INC NEW 95,800.0 $344K -59K -38.2% $3.59
1771 CALL ROOT INC 7,700.0 $340K -10K -55.2% $44.17
1772 CALL LIGHTPATH TECHNOLOGIES INC 33,900.0 $340K -22K -39.5% $10.03
1773 CBOE CBOE GLOBAL MKTS INC Financial Services 1,207.0 $339K -3K -67.9% $281.07 -2.7%
1774 CALL HESS MIDSTREAM LP 8,700.0 $338K -11K -55.4% $38.87
1775 CALL HONDA MOTOR CO LTD 13,900.0 $338K -2K -11.5% $24.31
1776 PUT CHARGEPOINT HOLDINGS INC 69,400.0 $337K -229K -76.7% $4.86
1777 PUT AMBEV SA 115,100.0 $336K -309K -72.8% $2.92
1778 AA ALCOA CORP Basic Materials 5,051.0 $335K -97K -95.1% $66.33 -33.7%
1779 PUT PROTHENA CORP PLC 34,300.0 $333K -126K -78.6% $9.72
1780 PUT VNET GROUP INC 39,700.0 $333K -29K -42.0% $8.39
Page 89 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%