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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 88 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1741 CALL DAVITA INC 2,400.0 $369K -16K -86.8% $153.69
1742 PUT ALPS ETF TR 7,000.0 $368K -20K -74.5% $52.64
1743 CALL SKYWEST INC 4,000.0 $367K -100.0 -2.4% $91.83
1744 CALL AVANTOR INC 46,800.0 $367K -4K -7.5% $7.84
1745 CALL ARVINAS INC 34,600.0 $367K -25K -42.2% $10.60
1746 PUT AXOS FINANCIAL INC 4,300.0 $366K -10K -70.5% $85.09
1747 CALL IMMUNOVANT INC 14,600.0 $363K -4K -22.3% $24.84
1748 PUT INTERDIGITAL INC 1,200.0 $362K -5K -81.8% $302.00
1749 CALL LENDINGCLUB ISSUANCE TR SER 25,100.0 $359K -184K -88.0% $14.32
1750 CALL HEALTHEQUITY INC 4,300.0 $359K -2K -27.1% $83.57
1751 PUT WATERS CORP 1,200.0 $357K -400.0 -25.0% $297.80
1752 BTG B2GOLD CORP Basic Materials 78,723.0 $357K -782K -90.9% $4.53 -19.0%
1753 CXW CORECIVIC INC Real Estate 18,858.0 $357K -52K -73.6% $18.91 +62.1%
1754 PUT HASBRO INC 3,800.0 $356K -28K -88.1% $93.60
1755 CALL BORR DRILLING LTD 61,600.0 $355K -171K -73.5% $5.77
1756 PUT AGIOS PHARMACEUTICALS INC 10,500.0 $355K -36K -77.4% $33.83
1757 CALL IMMUNOME INC 16,200.0 $354K -40K -71.3% $21.87
1758 PUT TYSON FOODS INC 5,500.0 $352K -8K -57.7% $64.07
1759 CALL AEVA TECHNOLOGIES INC 26,600.0 $350K -96K -78.3% $13.16
1760 CALL PLATINUM GROUP METALS LTD 197,400.0 $349K -15K -7.2% $1.77
Page 88 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%