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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 86 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 PUT COMSTOCK RES INC 19,300.0 $407K -113K -85.4% $21.08
1702 CALL IVANHOE ELECTRIC INC 34,400.0 $407K -23K -40.2% $11.82
1703 PUT PHIBRO ANIMAL HEALTH CORP 7,300.0 $404K -700.0 -8.8% $55.31
1704 VISN VISTANCE NETWORKS INC Technology 22,126.0 $403K -81K -78.5% $18.20 -33.4%
1705 CALL LANTHEUS HLDGS INC 5,300.0 $402K -3K -36.9% $75.85
1706 CALL SLIDE INS HLDGS INC 22,300.0 $401K -30K -57.0% $18.00
1707 CALL EXELIXIS INC 9,300.0 $399K -61K -86.8% $42.89
1708 CALL MICROVISION INC DEL 620,900.0 $398K -438K -41.4% $0.64
1709 DKS DICKS SPORTING GOODS INC Consumer Cyclical 2,006.0 $398K -13K -86.9% $198.29 +9.6%
1710 PUT VIPSHOP HLDGS LTD 25,300.0 $398K -104K -80.5% $15.72
1711 BIIB BIOGEN INC Healthcare 2,164.0 $397K -29K -93.0% $183.33 +12.4%
1712 PUT PITNEY BOWES INC 35,900.0 $397K -126K -77.8% $11.05
1713 OMER OMEROS CORP Healthcare 37,526.0 $396K -86K -69.7% $10.56 -8.2%
1714 CALL JANUS HENDERSON GROUP PLC 7,700.0 $396K -10K -55.8% $51.37
1715 PUT BOOT BARN HLDGS INC 2,700.0 $395K -5K -65.8% $146.36
1716 CALL NATIONAL FUEL GAS CO 4,200.0 $395K -4K -49.4% $93.96
1717 CALL URBAN OUTFITTERS INC 6,200.0 $393K -12K -65.0% $63.35
1718 CALL CLEARWAY ENERGY INC 10,000.0 $392K -400.0 -3.9% $39.24
1719 CALL DINGDONG CAYMAN LTD 152,200.0 $391K -128K -45.6% $2.57
1720 CALL MICROVAST HOLDINGS INC 259,600.0 $389K -22K -7.8% $1.50
Page 86 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%