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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 85 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1681 TRIPLE FLAG PRECIOUS METAL 12,184.0 $423K -17K -57.9% $34.71
1682 PUT SEMTECH CORP 5,500.0 $423K -10K -63.3% $76.89
1683 CALL JAMES HARDIE INDS PLC 22,300.0 $422K -60K -73.1% $18.94
1684 CALL WILLSCOT HLDGS CORP 24,300.0 $422K -13K -34.1% $17.36
1685 PUT TWENTY ONE CAP INC 65,900.0 $422K -40K -37.7% $6.40
1686 CALL LEGALZOOM COM INC 74,300.0 $421K -126K -63.0% $5.67
1687 CALL TORO CO 4,500.0 $420K -1K -18.2% $93.44
1688 PUT MILLROSE PPTYS INC 15,000.0 $420K -45K -75.2% $28.00
1689 CALL PRECIGEN INC 108,500.0 $420K -49K -31.2% $3.87
1690 PUT CONSOLIDATED EDISON INC 3,700.0 $419K -2K -32.7% $113.18
1691 CALL IDEX CORP 2,200.0 $417K -4K -66.2% $189.55
1692 PUT PHUNWARE INC 235,300.0 $416K -59K -20.0% $1.77
1693 CALL LLOYDS BANKING GROUP PLC 82,400.0 $414K -31K -27.1% $5.03
1694 CALL TEXAS ROADHOUSE INC 2,500.0 $413K -400.0 -13.8% $165.14
1695 CALL HUMACYTE INC 679,400.0 $412K -88K -11.4% $0.61
1696 NKTR NEKTAR THERAPEUTICS Healthcare 5,722.0 $412K -16K -73.9% $71.95 -5.1%
1697 CALL UNITED NAT FOODS INC 9,100.0 $410K -18K -65.8% $45.06
1698 CALL ECOPETROL S A 27,300.0 $409K -11K -28.4% $14.99
1699 CALL LIBERTY MEDIA CORP DEL 4,800.0 $408K -1K -20.0% $85.02
1700 HRI HERC HLDGS INC Industrials 4,093.0 $407K -512.0 -11.1% $99.55 +50.1%
Page 85 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%