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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 84 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1661 PUT TWO HARBORS INVENTMENT CORPO 38,500.0 $440K -67K -63.4% $11.42
1662 PUT TRANSMEDICS GROUP INC 4,400.0 $437K -1K -24.1% $99.41
1663 CALL KURA ONCOLOGY INC 53,800.0 $437K -3K -5.1% $8.13
1664 CALL CASEYS GEN STORES INC 600.0 $437K -2K -71.4% $727.86
1665 CALL ORION S.A. 67,100.0 $436K -6K -8.6% $6.50
1666 LIONSGATE STUDIOS CORP 45,426.0 $436K -126K -73.4% $9.59
1667 CALL LIBERTY ENERGY INC 15,100.0 $435K -20K -57.1% $28.80
1668 PUT WESTERN UN CO 49,800.0 $435K -168K -77.1% $8.73
1669 CALL KULR TECHNOLOGY GROUP INC 183,400.0 $435K -147K -44.5% $2.37
1670 CALL NGL ENERGY PARTNERS LP 35,200.0 $434K -85K -70.8% $12.33
1671 CALL UNITI GROUP LLC 46,100.0 $432K -63K -57.7% $9.38
1672 PUT OMEROS CORP 40,800.0 $431K -79K -65.9% $10.56
1673 CALL WOODWARD INC 1,200.0 $430K -13K -91.4% $357.92
1674 CALL TALOS ENERGY INC 27,200.0 $429K -51K -65.2% $15.76
1675 PUT INMODE LTD 31,300.0 $428K -58K -64.8% $13.68
1676 CALL ICL GROUP LTD 82,600.0 $428K -28K -25.5% $5.18
1677 PANW PALO ALTO NETWORKS INC Technology 2,664.0 $427K -5K -65.2% $160.32 +123.7%
1678 PUT CANTALOUPE INC 39,300.0 $425K -70K -63.9% $10.81
1679 CALL CREDIT ACCEP CORP MICH 1,000.0 $423K -100.0 -9.1% $423.46
1680 CALL ZOOMINFO TECHNOLOGIES INC 70,800.0 $423K -44K -38.4% $5.98
Page 84 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%