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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 66 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 PUT FRANKLIN RESOURCES INC 43,300.0 $1.0M 0.00% -55K -56.0% $23.62
1302 CALL PEMBINA PIPELINE CORP 22,800.0 $1.0M 0.00% -4K -14.0% $44.76
1303 PUT TG THERAPEUTICS INC 30,700.0 $1.0M 0.00% -94K -75.4% $33.22
1304 CALL ING GROEP N.V. 39,100.0 $1.0M 0.00% -52K -57.1% $26.05
1305 CALL FS KKR CAP CORP 99,600.0 $1.0M 0.00% -50K -33.5% $10.18
1306 CIFR CIPHER DIGITAL INC Financial Services 78,673.0 $1.0M 0.00% -269K -77.4% $12.87 +36.4%
1307 PUT IDEAYA BIOSCIENCES INC 30,200.0 $1.0M 0.00% -5K -14.0% $33.32
1308 CALL STAR BULK CARRIERS CORP. 43,700.0 $1.0M 0.00% -71K -61.8% $22.97
1309 PUT HERBALIFE LTD 68,100.0 $1.0M 0.00% -9K -11.8% $14.72
1310 PUT VIATRIS INC 73,600.0 $994K 0.00% -48K -39.6% $13.51
1311 PUT URANIUM ENERGY CORP 73,500.0 $992K 0.00% -289K -79.7% $13.50
1312 SNDK SANDISK CORP Technology 1,558.0 $990K 0.00% -64K -97.6% $635.34 +113.2%
1313 CALL MOLINA HEALTHCARE INC 7,400.0 $986K 0.00% -2K -22.9% $133.30
1314 EBAY EBAY INC. Consumer Cyclical 10,835.0 $986K 0.00% -71K -86.8% $91.02 +23.1%
1315 CALL CBOE GLOBAL MKTS INC 3,500.0 $984K 0.00% -7K -67.3% $281.07
1316 CALL KINETIK HOLDINGS INC 20,300.0 $983K 0.00% -54K -72.5% $48.41
1317 CALL BANCO BBVA ARGENTINA S A 60,600.0 $973K 0.00% -12K -16.9% $16.06
1318 PUT RANGE RES CORP 21,500.0 $971K 0.00% -4K -17.3% $45.18
1319 CALL IRIDIUM COMMUNICATIONS INC 34,800.0 $965K 0.00% -45K -56.2% $27.74
1320 CALL RESMED INC 4,300.0 $965K 0.00% -2K -28.3% $224.48
Page 66 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%