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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 65 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 CALL ANTERO MIDSTREAM CORP 47,600.0 $1.1M 0.00% -186K -79.6% $22.80
1282 PUT ZIONS BANCORPORATION NATL AS 18,800.0 $1.1M 0.00% -8K -30.4% $57.62
1283 PUT ALAMOS GOLD INC 24,300.0 $1.1M 0.00% -8K -24.8% $44.43
1284 CALL ENTEGRIS INC 9,200.0 $1.1M 0.00% -14K -60.9% $117.24
1285 CALL BANK OZK LITTLE ROCK ARK 23,100.0 $1.1M 0.00% -33K -58.8% $45.89
1286 CALL PROSHARES TR 29,400.0 $1.1M 0.00% -64K -68.4% $35.95
1287 NOC NORTHROP GRUMMAN CORP Industrials 1,545.0 $1.1M 0.00% -661.0 -30.0% $682.24 -23.6%
1288 CALL HIMAX TECHNOLOGIES INC 133,900.0 $1.1M 0.00% -62K -31.7% $7.87
1289 PUT EVERPURE INC 17,800.0 $1.1M 0.00% -130K -87.9% $59.04
1290 CALL ABCELLERA BIOLOGICS INC 300,500.0 $1.0M 0.00% -36K -10.6% $3.49
1291 PUT DHT HOLDINGS INC 57,300.0 $1.0M 0.00% -40K -40.8% $18.27
1292 PUT SYNDAX PHARMACEUTICALS INC 44,800.0 $1.0M 0.00% -14K -24.2% $23.36
1293 PUT MPLX LP 18,200.0 $1.0M 0.00% -85K -82.3% $57.07
1294 CALL TENCENT MUSIC ENTMT GROUP 111,900.0 $1.0M 0.00% -199K -64.0% $9.28
1295 PUT FLOOR & DECOR HLDGS INC 20,400.0 $1.0M 0.00% -17K -44.9% $50.80
1296 CALL VISTA ENERGY S.A.B. DE C.V. 13,700.0 $1.0M 0.00% -26K -65.3% $75.47
1297 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 3,394.0 $1.0M 0.00% -11K -75.6% $304.08 +5.7%
1298 URNM SPROTT FDS TR 16,297.0 $1.0M 0.00% -54K -77.0% $63.15 -23.6%
1299 PUT TKO GROUP HOLDINGS INC 5,100.0 $1.0M 0.00% -10K -67.3% $201.65
1300 PUT ACM RESH INC 26,100.0 $1.0M 0.00% -88K -77.2% $39.35
Page 65 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%