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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 62 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 CALL SCORPIO TANKERS INC 16,700.0 $1.2M 0.00% -20K -55.1% $74.66
1222 PUT SWEETGREEN INC 239,200.0 $1.2M 0.00% -50K -17.2% $5.19
1223 PUT EMBRAER S.A. 20,900.0 $1.2M 0.00% -5K -18.7% $59.34
1224 PUT MSCI INC 2,300.0 $1.2M 0.00% -400.0 -14.8% $539.01
1225 CALL INDIE SEMICONDUCTOR INC 385,000.0 $1.2M 0.00% -71K -15.5% $3.22
1226 CALL GLOBAL X FDS 25,200.0 $1.2M 0.00% -3K -10.0% $49.17
1227 PUT NEXGEN ENERGY LTD 106,300.0 $1.2M 0.00% -114K -51.8% $11.60
1228 CALL IMPERIAL OIL LTD 9,400.0 $1.2M 0.00% -46K -83.1% $130.82
1229 CALL SAIA INC 3,500.0 $1.2M 0.00% -3K -44.4% $351.28
1230 PUT FIFTH THIRD BANCORP 26,200.0 $1.2M 0.00% -38K -59.4% $46.46
1231 CALL MARSH & MCLENNAN COS INC 7,000.0 $1.2M 0.00% -5K -42.1% $173.45
1232 CALL JAZZ PHARMACEUTICALS PLC 6,400.0 $1.2M 0.00% -10K -60.2% $189.05
1233 CALL INCYTE CORP 12,800.0 $1.2M 0.00% -19K -59.5% $94.12
1234 CALL APTIV PLC 17,300.0 $1.2M 0.00% -28K -62.1% $69.44
1235 PUT BULLISH 33,500.0 $1.2M 0.00% -14K -29.3% $35.73
1236 CALL SL GREEN RLTY CORP 32,400.0 $1.2M 0.00% -53K -61.9% $36.94
1237 PUT YUM CHINA HLDGS INC 24,400.0 $1.2M 0.00% -5K -18.1% $48.78
1238 CALL VANGUARD ADMIRAL FDS INC 3,600.0 $1.2M 0.00% -2K -32.1% $328.40
1239 PUT CITIZENS FINL GROUP INC 19,700.0 $1.2M 0.00% -31K -61.5% $59.97
1240 CALL HARMONY GOLD MNG LTD 76,800.0 $1.2M 0.00% -11K -12.3% $15.37
Page 62 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%