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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 60 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 PUT MAIN STR CAP CORP 25,400.0 $1.3M 0.00% -26K -50.8% $52.96
1182 CALL PONY AI INC 142,200.0 $1.3M 0.00% -111K -43.8% $9.44
1183 CALL TRACTOR SUPPLY CO 29,600.0 $1.3M 0.00% -53K -64.0% $45.30
1184 CALL OUSTER INC 72,900.0 $1.3M 0.00% -47K -39.1% $18.37
1185 CALL GXO LOGISTICS INCORPORATED 25,800.0 $1.3M 0.00% -43K -62.4% $51.85
1186 HYG ISHARES TR 16,805.0 $1.3M 0.00% -14K -44.6% $79.56 +0.2%
1187 CALL TRAVEL PLUS LEISURE CO 19,300.0 $1.3M 0.00% -2K -10.2% $69.19
1188 PUT LPL FINL HLDGS INC 4,400.0 $1.3M 0.00% -7K -62.4% $300.83
1189 CALL GUARDANT HEALTH INC 14,300.0 $1.3M 0.00% -13K -47.6% $92.37
1190 PUT HARMONY GOLD MNG LTD 85,900.0 $1.3M 0.00% -16K -15.4% $15.37
1191 PUT PERPETUA RESOURCES CORP 46,700.0 $1.3M 0.00% -13K -21.5% $28.12
1192 PUT NUTRIEN LTD 17,400.0 $1.3M 0.00% -128K -88.0% $75.46
1193 CALL PAPA JOHNS INTL INC 40,500.0 $1.3M 0.00% -53K -56.8% $32.41
1194 CROX CROCS INC Consumer Cyclical 15,766.0 $1.3M 0.00% -9K -35.4% $83.02 +65.0%
1195 PUT PRICE T ROWE GROUP INC 14,500.0 $1.3M 0.00% -27K -64.7% $90.14
1196 CALL BUMBLE INC 400,700.0 $1.3M 0.00% -80K -16.7% $3.26
1197 ACHR ARCHER AVIATION INC Industrials 251,895.0 $1.3M 0.00% -186K -42.4% $5.17 -13.6%
1198 CALL CANOPY GROWTH CORPORATION 1,371,400.0 $1.3M 0.00% -649K -32.1% $0.95
1199 PUT WILLIAMS COS INC 17,800.0 $1.3M 0.00% -300.0 -1.7% $72.78
1200 CALL SIGNET JEWELERS LIMITED 15,300.0 $1.3M 0.00% -22K -58.4% $84.64
Page 60 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%