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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 57 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 PUT WASTE MGMT INC DEL 6,800.0 $1.6M 0.00% -27K -79.7% $229.79
1122 CALL ROIVANT SCIENCES LTD 56,400.0 $1.6M 0.00% -63K -52.7% $27.70
1123 CALL ALIGN TECHNOLOGY INC 9,100.0 $1.6M 0.00% -14K -60.9% $171.43
1124 PUT SEMPRA 16,000.0 $1.6M 0.00% -55K -77.4% $97.17
1125 BILI BILIBILI INC Technology 68,445.0 $1.5M 0.00% -336K -83.1% $22.56 -19.4%
1126 PUT IRON MTN INC DEL 15,000.0 $1.5M 0.00% -16K -50.8% $102.14
1127 PUT WESTERN ALLIANCE BANCORP 21,600.0 $1.5M 0.00% -35K -61.7% $70.85
1128 CALL SMURFIT WESTROCK PLC 38,400.0 $1.5M 0.00% -33K -46.1% $39.85
1129 PUT BURLINGTON STORES INC 4,700.0 $1.5M 0.00% -5K -51.0% $325.38
1130 PUT CENTURY ALUM CO 26,000.0 $1.5M 0.00% -27K -50.8% $58.69
1131 PUT TRAVELERS COMPANIES INC 5,200.0 $1.5M 0.00% -19K -78.2% $291.68
1132 PUT NICE LTD 13,700.0 $1.5M 0.00% -18K -56.9% $110.26
1133 CALL DYNATRACE INC 40,800.0 $1.5M 0.00% -59K -59.0% $36.98
1134 CALL SHERWIN WILLIAMS CO 4,700.0 $1.5M 0.00% -9K -64.7% $320.55
1135 PUT SUMMIT THERAPEUTICS INC 78,800.0 $1.5M 0.00% -26K -24.8% $18.96
1136 DELL DELL TECHNOLOGIES INC Technology 9,098.0 $1.5M 0.00% -125K -93.2% $164.13 +134.1%
1137 PUT JBS N.V. 82,900.0 $1.5M 0.00% -418K -83.4% $17.96
1138 CALL GIGACLOUD TECHNOLOGY INC 32,800.0 $1.5M 0.00% -18K -35.8% $45.38
1139 CALL M & T BK CORP 7,200.0 $1.5M 0.00% -800.0 -10.0% $206.72
1140 CALL ARGAN INC 2,700.0 $1.5M 0.00% -1K -27.0% $544.65
Page 57 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%