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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 5 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 CALL JOHNSON & JOHNSON 335,900.0 $82.1M 0.06% -338K -50.2% $244.44
82 CALL VERIZON COMMUNICATIONS INC 1,631,700.0 $81.9M 0.06% -862K -34.6% $50.20
83 CALL CATERPILLAR INC 114,000.0 $80.8M 0.05% -48K -29.6% $708.46
84 PUT FREEPORT MCMORAN INC 1,356,500.0 $79.7M 0.05% -865K -38.9% $58.78
85 CALL MARVELL TECHNOLOGY INC 801,300.0 $79.4M 0.05% -47K -5.5% $99.05
86 CALL GE VERNOVA INC 89,700.0 $78.3M 0.05% -31K -25.5% $872.90
87 CALL PALO ALTO NETWORKS INC 487,100.0 $78.1M 0.05% -148K -23.4% $160.32
88 PUT SALESFORCE INC 413,500.0 $77.2M 0.05% -136K -24.7% $186.67
89 CALL IREN LIMITED 2,229,100.0 $76.4M 0.05% -2.1M -49.1% $34.28
90 CALL MERCK & CO INC 626,100.0 $75.3M 0.05% -314K -33.4% $120.29
91 PUT NIKE INC 1,424,200.0 $75.2M 0.05% -610K -30.0% $52.82
92 CALL NEWMONT CORP 690,700.0 $74.8M 0.05% -372K -35.0% $108.25
93 PUT CATERPILLAR INC 105,400.0 $74.7M 0.05% -54K -33.9% $708.46
94 PUT PROSHARES TR 1,690,700.0 $74.6M 0.05% -511K -23.2% $44.13
95 PUT PEPSICO INC 476,800.0 $74.0M 0.05% -65K -12.1% $155.29
96 PUT PFIZER INC 2,587,600.0 $72.7M 0.05% -1.1M -30.8% $28.08
97 PUT WELLS FARGO & CO 910,100.0 $72.5M 0.05% -693K -43.2% $79.61
98 CALL DISNEY WALT CO 749,900.0 $72.3M 0.05% -302K -28.7% $96.38
99 CALL VANGUARD INDEX FDS 199,500.0 $71.9M 0.05% -30K -13.1% $360.59
100 PUT WESTERN DIGITAL CORP 272,000.0 $71.8M 0.05% -265K -49.4% $264.09
Page 5 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%