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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 48 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 CALL FRONTLINE PLC 71,200.0 $2.5M 0.00% -123K -63.4% $34.86
942 EH EHANG HLDGS LTD Industrials 255,363.0 $2.5M 0.00% -55K -17.6% $9.71 +5.7%
943 PUT HORMEL FOODS CORP 109,200.0 $2.5M 0.00% -40K -26.8% $22.65
944 CALL REGIONS FINANCIAL CORP NEW 94,600.0 $2.5M 0.00% -64K -40.2% $26.12
945 PUT AUTODESK INC 10,300.0 $2.5M 0.00% -18K -63.7% $239.40
946 CALL FORTUNA MNG CORP 247,300.0 $2.5M 0.00% -76K -23.5% $9.93
947 CALL PENN ENTERTAINMENT INC 162,500.0 $2.4M 0.00% -118K -42.2% $15.03
948 CALL TELADOC HEALTH INC 447,600.0 $2.4M 0.00% -104K -18.9% $5.45
949 ROIV ROIVANT SCIENCES LTD Healthcare 88,035.0 $2.4M 0.00% -56K -38.8% $27.70 +7.9%
950 PUT FIRST HORIZON CORPORATION 107,000.0 $2.4M 0.00% -61K -36.2% $22.76
951 PUT TOYOTA MOTOR CORP 11,800.0 $2.4M 0.00% -17K -58.6% $206.09
952 NE NOBLE CORP PLC Energy 49,497.0 $2.4M 0.00% -18K -27.1% $49.07 -3.8%
953 PUT NEOS ETF TRUST 51,100.0 $2.4M 0.00% -6K -10.0% $47.51
954 PUT BITFARMS LTD 1,244,900.0 $2.4M 0.00% -706K -36.2% $1.95
955 PUT IDACORP INC 16,900.0 $2.4M 0.00% -14K -45.8% $142.97
956 CALL ILLUMINA INC 19,600.0 $2.4M 0.00% -26K -56.9% $123.26
957 PUT DUTCH BROS INC 47,600.0 $2.4M 0.00% -900.0 -1.9% $50.66
958 CALL POLESTAR AUTOMOTIVE HLDG UK 130,600.0 $2.4M 0.00% -36K -21.4% $18.42
959 PUT ISHARES TR 11,000.0 $2.4M 0.00% -8K -41.2% $218.19
960 SYM SYMBOTIC INC Industrials 44,932.0 $2.4M 0.00% -5K -9.4% $53.20 -8.3%
Page 48 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%