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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 44 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 CALL GLOBALSTAR INC 45,900.0 $3.0M 0.00% -947K -95.4% $66.42
862 PUT ONEOK INC NEW 33,600.0 $3.0M 0.00% -20K -37.8% $90.39
863 CALL STELLANTIS N.V 426,400.0 $3.0M 0.00% -147K -25.6% $7.09
864 CALL TRAVERE THERAPEUTICS INC 101,600.0 $3.0M 0.00% -102K -50.0% $29.71
865 CALL MEDICAL PROPERTIES TRUST INC 651,700.0 $3.0M 0.00% -90K -12.2% $4.63
866 CALL CRISPR THERAPEUTICS AG 63,400.0 $3.0M 0.00% -118K -65.0% $47.57
867 PUT BRC GROUP HOLDINGS INC 410,600.0 $3.0M 0.00% -35K -7.9% $7.32
868 CALL GOLD FIELDS LTD 65,900.0 $3.0M 0.00% -162K -71.1% $45.40
869 PUT SCORPIO TANKERS INC 40,000.0 $3.0M 0.00% -70K -63.7% $74.66
870 PUT E L F BEAUTY INC 49,200.0 $3.0M 0.00% -15K -23.0% $60.61
871 CALL NOVAVAX INC 365,800.0 $3.0M 0.00% -263K -41.8% $8.14
872 PUT REALTY INCOME CORP 48,500.0 $3.0M 0.00% -68K -58.4% $61.18
873 PUT SAP SE 17,300.0 $3.0M 0.00% -2K -11.7% $171.21
874 CALL SONY GROUP CORP 157,900.0 $3.0M 0.00% -37K -19.1% $18.74
875 CALL BIGBEAR AI HLDGS INC 840,300.0 $3.0M 0.00% -3.6M -80.9% $3.52
876 PUT USA RARE EARTH INC 194,700.0 $2.9M 0.00% -140K -41.9% $15.13
877 PUT GAP INC 121,100.0 $2.9M 0.00% -162K -57.2% $24.20
878 PUT TILRAY BRANDS INC 452,400.0 $2.9M 0.00% -1.0M -69.1% $6.47
879 CALL YUM CHINA HLDGS INC 59,800.0 $2.9M 0.00% -22K -27.1% $48.78
880 CALL FRANCO NEV CORP 11,800.0 $2.9M 0.00% -5K -28.5% $247.05
Page 44 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%