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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 38 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 ERAS ERASCA INC Healthcare 252,747.0 $4.1M 0.00% -93K -27.0% $16.18 -22.9%
742 PUT AES CORP 288,700.0 $4.1M 0.00% -137K -32.2% $14.09
743 CALL SHARPLINK INC 630,300.0 $4.1M 0.00% -299K -32.2% $6.45
744 PUT CROCS INC 48,700.0 $4.0M 0.00% -20K -29.1% $83.02
745 CALL GITLAB INC 186,500.0 $4.0M 0.00% -218K -53.9% $21.64
746 PUT UPSTART HLDGS INC 157,200.0 $4.0M 0.00% -92K -37.0% $25.65
747 CALL FMC CORP 233,800.0 $4.0M 0.00% -18K -7.0% $17.22
748 PUT VISTANCE NETWORKS INC 221,000.0 $4.0M 0.00% -96K -30.3% $18.20
749 CALL AMERICAN TOWER CORP 23,300.0 $4.0M 0.00% -12K -33.8% $172.58
750 AMAT APPLIED MATLS INC Technology 11,757.0 $4.0M 0.00% -3K -19.6% $341.79 +31.1%
751 CALL TWILIO INC 31,900.0 $4.0M 0.00% -104K -76.6% $125.82
752 CALL KINROSS GOLD CORP 131,000.0 $4.0M 0.00% -370K -73.8% $30.52
753 PUT PROSHARES TR 237,600.0 $4.0M 0.00% -13K -5.2% $16.83
754 CALL KEURIG DR PEPPER INC 151,800.0 $4.0M 0.00% -403K -72.6% $26.33
755 CALL ROYAL GOLD INC 15,700.0 $4.0M 0.00% -1K -6.5% $254.49
756 PUT UNITED STS NAT GAS FD LP 340,500.0 $4.0M 0.00% -66K -16.2% $11.73
757 PUT OWENS CORNING NEW 36,900.0 $4.0M 0.00% -7K -15.2% $108.22
758 PUT HERSHEY CO 19,200.0 $4.0M 0.00% -7K -27.6% $207.89
759 PUT TAPESTRY INC 28,200.0 $4.0M 0.00% -60K -68.1% $141.11
760 PUT SOLAREDGE TECHNOLOGIES INC 77,800.0 $4.0M 0.00% -92K -54.2% $51.05
Page 38 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%