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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 36 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 PUT STELLANTIS N.V 646,700.0 $4.6M 0.00% -181K -21.9% $7.09
702 CALL NOVARTIS AG 29,900.0 $4.6M 0.00% -17K -36.2% $152.75
703 PUT ARCELLX INC 39,400.0 $4.5M 0.00% -4K -10.1% $114.82
704 CALL VS TRUST 412,800.0 $4.5M 0.00% -156K -27.4% $10.95
705 XPEV XPENG INC Consumer Cyclical 263,566.0 $4.5M 0.00% -184K -41.1% $17.11 -3.3%
706 PUT DIAMONDBACK ENERGY INC 22,800.0 $4.5M 0.00% -78K -77.4% $197.79
707 CALL HP INC 234,700.0 $4.5M 0.00% -158K -40.2% $19.21
708 PUT METLIFE INC 63,300.0 $4.5M 0.00% -39K -38.1% $70.72
709 WULF TERAWULF INC Financial Services 308,017.0 $4.4M 0.00% -1.6M -84.1% $14.43 +74.5%
710 CALL EXPEDIA GROUP INC 19,200.0 $4.4M 0.00% -32K -62.4% $230.89
711 PUT MEDTRONIC PLC 51,000.0 $4.4M 0.00% -56K -52.2% $86.65
712 CALL EVERPURE INC 74,800.0 $4.4M 0.00% -90K -54.7% $59.04
713 PUT COMFORT SYS USA INC 3,200.0 $4.4M 0.00% -2K -37.2% $1378.99
714 CALL PARAMOUNT SKYDANCE CORP 487,400.0 $4.4M 0.00% -154K -24.1% $9.02
715 PUT AUTOZONE INC 1,300.0 $4.4M 0.00% -13K -90.8% $3377.78
716 CALL BITDEER TECHNOLOGIES GROUP 500,400.0 $4.3M 0.00% -284K -36.2% $8.65
717 MELI MERCADOLIBRE Consumer Cyclical 2,497.0 $4.3M 0.00% -4K -61.6% $1729.02 -1.9%
718 CALL CONAGRA BRANDS INC 274,500.0 $4.3M 0.00% -39K -12.5% $15.72
719 CALL TE CONNECTIVITY PLC 20,600.0 $4.3M 0.00% -31K -60.1% $209.02
720 CALL METLIFE INC 60,600.0 $4.3M 0.00% -81K -57.3% $70.72
Page 36 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%