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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 34 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 PUT AMERICAN INTL GROUP INC 68,800.0 $5.2M 0.00% -48K -41.1% $75.25
662 CALL OREILLY AUTOMOTIVE INC 55,800.0 $5.2M 0.00% -16K -22.6% $92.31
663 PUT SUNRUN INC 378,400.0 $5.1M 0.00% -1.2M -75.3% $13.56
664 CALL QUANTUMSCAPE CORP 799,700.0 $5.1M 0.00% -2.0M -71.5% $6.38
665 PUT VENTURE GLOBAL INC 319,700.0 $5.0M 0.00% -180K -36.0% $15.76
666 PUT ABERCROMBIE & FITCH CO 54,700.0 $5.0M 0.00% -101K -64.9% $91.37
667 CALL BAKER HUGHES COMPANY 81,800.0 $5.0M 0.00% -71K -46.6% $61.05
668 CALL ATI INC 34,200.0 $5.0M 0.00% -15K -30.1% $145.46
669 CALL AXON ENTERPRISE INC 11,700.0 $5.0M 0.00% -36K -75.4% $424.69
670 CALL BILIBILI INC 219,900.0 $5.0M 0.00% -142K -39.1% $22.56
671 CALL SEALSQ CORP 1,892,600.0 $5.0M 0.00% -150K -7.3% $2.62
672 PUT ROCKET COS INC 346,600.0 $4.9M 0.00% -817K -70.2% $14.25
673 PUT ALIGN TECHNOLOGY INC 28,800.0 $4.9M 0.00% -32K -52.6% $171.43
674 PUT CAVA GROUP INC 61,000.0 $4.9M 0.00% -22K -26.8% $80.90
675 CALL LITHIUM AMERS CORP NEW 1,246,400.0 $4.9M 0.00% -217K -14.8% $3.95
676 PUT VOLATILITY SHS TR 324,200.0 $4.9M 0.00% -43K -11.7% $15.17
677 PUT CRH PLC 46,700.0 $4.9M 0.00% -56K -54.4% $105.12
678 CALL LIQUIDIA CORPORATION 129,900.0 $4.9M 0.00% -252K -66.0% $37.74
679 CALL AFLAC INC 44,600.0 $4.9M 0.00% -28K -38.1% $109.71
680 CALL LUMEN TECHNOLOGIES INC 703,100.0 $4.9M 0.00% -535K -43.2% $6.95
Page 34 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%