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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 33 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 CALL NEXTNAV INC 351,400.0 $5.6M 0.00% -374K -51.5% $16.02
642 CALL GSK PLC 102,000.0 $5.6M 0.00% -53K -34.3% $55.19
643 PUT BANK NEW YORK MELLON CORP 47,400.0 $5.6M 0.00% -14K -22.9% $118.63
644 PUT TRANSOCEAN LTD 835,600.0 $5.5M 0.00% -445K -34.7% $6.63
645 PUT BEST BUY INC 85,400.0 $5.5M 0.00% -132K -60.7% $64.20
646 PUT VANGUARD WORLD FD 8,500.0 $5.5M 0.00% -3K -26.7% $641.98
647 CALL RH 39,000.0 $5.5M 0.00% -22K -35.8% $139.82
648 PUT JOHNSON CONTROLS INTERNATION 41,500.0 $5.4M 0.00% -57K -57.7% $130.95
649 PUT CARDINAL HEALTH INC 25,600.0 $5.4M 0.00% -8K -24.3% $211.31
650 CALL WOLFSPEED INC 330,200.0 $5.4M 0.00% -677K -67.2% $16.32
651 CALL MARRIOTT INTL INC NEW 16,400.0 $5.4M 0.00% -27K -62.6% $327.07
652 PUT BILIBILI INC 237,600.0 $5.4M 0.00% -285K -54.6% $22.56
653 PUT INFOSYS LTD 393,200.0 $5.3M 0.00% -139K -26.1% $13.51
654 UAA UNDER ARMOUR INC Consumer Cyclical 897,041.0 $5.3M 0.00% -243K -21.4% $5.91 -1.7%
655 CALL EXELON CORP 107,900.0 $5.3M 0.00% -10K -8.5% $49.02
656 CALL FTAI AVIATION LTD 21,500.0 $5.3M 0.00% -5K -17.6% $245.00
657 PUT BUNGE GLOBAL SA 41,400.0 $5.3M 0.00% -53K -56.3% $127.20
658 CALL NAVITAS SEMICONDUCTOR CORP 600,400.0 $5.3M 0.00% -310K -34.1% $8.77
659 PUT ETSY INC 105,200.0 $5.3M 0.00% -77K -42.3% $49.98
660 CALL INTELLIA THERAPEUTICS INC 407,900.0 $5.2M 0.00% -44K -9.7% $12.82
Page 33 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%