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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 31 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 PUT CARRIER GLOBAL CORPORATION 111,200.0 $6.3M 0.00% -166K -59.8% $56.31
602 CALL SENTINELONE INC 485,200.0 $6.2M 0.00% -820K -62.8% $12.88
603 PUT DUKE ENERGY CORP NEW 47,600.0 $6.2M 0.00% -44K -48.0% $130.94
604 CALL HCA HEALTHCARE INC 13,100.0 $6.2M 0.00% -6K -31.8% $473.24
605 PUT WYNN RESORTS LTD 60,800.0 $6.2M 0.00% -125K -67.3% $101.55
606 PUT MEDICAL PROPERTIES TRUST INC 1,331,600.0 $6.2M 0.00% -696K -34.3% $4.63
607 CALL FIRSTENERGY CORP 121,600.0 $6.2M 0.00% -43K -26.3% $50.66
608 CALL AMERICAN INTL GROUP INC 81,600.0 $6.1M 0.00% -74K -47.7% $75.25
609 CALL BARCLAYS PLC 289,200.0 $6.1M 0.00% -35K -10.7% $21.16
610 PUT SHARPLINK INC 943,800.0 $6.1M 0.00% -148K -13.6% $6.45
611 PUT EXPEDIA GROUP INC 26,200.0 $6.0M 0.00% -36K -57.8% $230.89
612 PUT TERADYNE INC 20,400.0 $6.0M 0.00% -58K -74.0% $296.46
613 CALL PLUG PWR INC 2,675,000.0 $6.0M 0.00% -1.8M -39.7% $2.26
614 PUT ON SEMICONDUCTOR CORP 97,200.0 $6.0M 0.00% -202K -67.5% $61.92
615 CALL GLOBAL PMTS INC 89,300.0 $6.0M 0.00% -30K -25.5% $67.30
616 CALL GOLAR LNG LTD 110,300.0 $6.0M 0.00% -164K -59.7% $54.11
617 CALL CME GROUP INC 20,200.0 $6.0M 0.00% -10K -32.4% $295.35
618 CALL MAPLEBEAR INC 158,500.0 $5.9M 0.00% -66K -29.4% $37.46
619 PUT NORTHROP GRUMMAN CORP 8,700.0 $5.9M 0.00% -4K -29.3% $682.24
620 PUT GALLAGHER ARTHUR J & CO 27,400.0 $5.9M 0.00% -11K -28.6% $216.58
Page 31 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%