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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 26 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 66,720.0 $8.4M 0.01% -161K -70.8% $125.46 +3.2%
502 CALL HUT 8 CORP 178,400.0 $8.4M 0.01% -217K -54.9% $46.91
503 CALL COMCAST CORP NEW 290,000.0 $8.3M 0.01% -2.3M -88.7% $28.71
504 PUT RH 59,500.0 $8.3M 0.01% -63K -51.4% $139.82
505 CALL CAVA GROUP INC 102,500.0 $8.3M 0.01% -347K -77.2% $80.90
506 CALL CALUMET INC 230,700.0 $8.3M 0.01% -98K -29.9% $35.90
507 CALL FERRARI N V 24,400.0 $8.3M 0.01% -16K -40.3% $338.45
508 PUT EOS ENERGY ENTERPRISES INC 1,656,800.0 $8.2M 0.01% -1.1M -40.1% $4.96
509 CALL GEO GROUP INC 482,500.0 $8.1M 0.01% -524K -52.1% $16.81
510 CALL ON HLDG AG 237,000.0 $8.1M 0.01% -159K -40.1% $34.02
511 CALL ADVANCE AUTO PARTS INC 152,600.0 $8.0M 0.01% -23K -12.9% $52.75
512 PUT GILEAD SCIENCES INC 57,400.0 $8.0M 0.01% -101K -63.7% $139.37
513 PUT PINTEREST INC 436,000.0 $8.0M 0.01% -352K -44.6% $18.34
514 PUT DEXCOM INC 126,400.0 $7.9M 0.01% -61K -32.7% $62.80
515 PUT ETF SER SOLUTIONS 317,000.0 $7.9M 0.01% -6K -1.8% $24.99
516 PUT DANAHER CORP DEL 41,700.0 $7.9M 0.01% -67K -61.7% $189.60
517 CALL TOAST INC 296,900.0 $7.9M 0.01% -66K -18.1% $26.51
518 CALL CSX CORP 191,100.0 $7.8M 0.01% -210K -52.3% $41.05
519 CALL AMPRIUS TECHNOLOGIES INC 464,800.0 $7.8M 0.01% -47K -9.2% $16.86
520 PUT KRAFT HEINZ CO 347,900.0 $7.8M 0.01% -362K -51.0% $22.49
Page 26 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%