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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 24 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 PUT PAN AMERN SILVER CORP 174,000.0 $9.5M 0.01% -325K -65.1% $54.63
462 PUT UBS GROUP AG 242,800.0 $9.5M 0.01% -129K -34.7% $39.07
463 PUT KIMBERLY-CLARK CORP 97,800.0 $9.4M 0.01% -120K -55.1% $96.47
464 PUT DOLLAR TREE INC 85,700.0 $9.4M 0.01% -72K -45.8% $109.51
465 PUT UNDER ARMOUR INC 1,583,000.0 $9.3M 0.01% -74K -4.4% $5.90
466 PUT CANADIAN NAT RES LTD MED TER 191,800.0 $9.3M 0.01% -59K -23.4% $48.73
467 PUT PHILLIPS 66 51,100.0 $9.3M 0.01% -90K -63.9% $182.18
468 CALL XPENG INC 540,100.0 $9.2M 0.01% -1.4M -72.4% $17.11
469 CALL POET TECHNOLOGIES INC 1,537,000.0 $9.1M 0.01% -117K -7.1% $5.94
470 CALL PLANET LABS PBC 326,300.0 $9.1M 0.01% -287K -46.8% $27.95
471 PUT RIGETTI COMPUTING INC 645,800.0 $9.1M 0.01% -1.5M -70.5% $14.04
472 PUT DATADOG INC 76,500.0 $9.0M 0.01% -107K -58.3% $118.05
473 PUT CLEANSPARK INC 1,059,700.0 $9.0M 0.01% -1.0M -48.6% $8.51
474 PUT KINROSS GOLD CORP 295,300.0 $9.0M 0.01% -69K -19.0% $30.52
475 PUT THE CIGNA GROUP 33,700.0 $9.0M 0.01% -84K -71.4% $266.75
476 PUT FIVE BELOW INC 39,300.0 $9.0M 0.01% -59K -60.1% $228.48
477 CALL VIKING THERAPEUTICS INC 275,600.0 $9.0M 0.01% -371K -57.4% $32.54
478 PUT COLGATE PALMOLIVE CO 105,100.0 $9.0M 0.01% -58K -35.7% $85.23
479 PUT HUT 8 CORP 188,000.0 $8.8M 0.01% -360K -65.7% $46.91
480 CALL ALAMOS GOLD INC 197,600.0 $8.8M 0.01% -55K -21.8% $44.43
Page 24 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%