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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 21 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 CALL CLEANSPARK INC 1,422,300.0 $12.1M 0.01% -1.6M -52.6% $8.51
402 CALL CANADIAN NAT RES LTD MED TER 248,100.0 $12.1M 0.01% -88K -26.2% $48.73
403 CALL STATE STR SPDR S&P MIDCAP 40 19,600.0 $12.1M 0.01% -51K -72.1% $616.76
404 PUT DICKS SPORTING GOODS INC 60,800.0 $12.1M 0.01% -34K -36.0% $198.29
405 CALL ETSY INC 240,800.0 $12.0M 0.01% -352K -59.4% $49.98
406 PUT PROSHARES TR II 117,900.0 $11.9M 0.01% -20K -14.5% $101.01
407 PUT NUCOR CORP 70,300.0 $11.9M 0.01% -23K -24.6% $169.10
408 PUT SIRIUSXM HOLDINGS INC 510,800.0 $11.8M 0.01% -102K -16.7% $23.08
409 CALL PINTEREST INC 642,300.0 $11.8M 0.01% -607K -48.6% $18.34
410 PUT ZSCALER INC 83,900.0 $11.8M 0.01% -25K -23.0% $140.29
411 CALL CIENA CORP 30,300.0 $11.8M 0.01% -23K -43.5% $388.23
412 CALL LYFT INC 877,700.0 $11.7M 0.01% -735K -45.6% $13.30
413 CALL LI AUTO INC 650,200.0 $11.6M 0.01% -95K -12.8% $17.83
414 CALL SCHWAB STRATEGIC TR 381,500.0 $11.6M 0.01% -85K -18.2% $30.30
415 CALL DIAMONDBACK ENERGY INC 58,300.0 $11.5M 0.01% -41K -41.5% $197.79
416 PUT WAYFAIR INC 150,300.0 $11.3M 0.01% -210K -58.2% $75.21
417 PUT SOUTHWEST AIRLS CO 300,200.0 $11.3M 0.01% -376K -55.6% $37.57
418 PUT ENERGY FUELS INC 615,000.0 $11.2M 0.01% -677K -52.4% $18.25
419 PUT BRITISH AMERN TOB PLC 191,900.0 $11.2M 0.01% -128K -39.9% $58.47
420 CALL ON SEMICONDUCTOR CORP 180,700.0 $11.2M 0.01% -17K -8.5% $61.92
Page 21 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%