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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 2 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CALL ADVANCED MICRO DEVICES INC 2,947,600.0 $599.6M 0.40% -1.6M -35.5% $203.43
22 CALL PALANTIR TECHNOLOGIES INC 3,985,500.0 $583.0M 0.39% -2.2M -35.4% $146.28
23 CALL BROADCOM INC 1,679,500.0 $519.8M 0.35% -921K -35.4% $309.51
24 CALL UNITEDHEALTH GROUP INC 1,919,000.0 $519.3M 0.35% -869K -31.2% $270.59
25 CALL ISHARES BITCOIN TRUST ETF 13,159,700.0 $505.6M 0.34% -4.7M -26.4% $38.42
26 CALL ORACLE CORP 2,392,600.0 $352.0M 0.24% -485K -16.9% $147.11
27 PUT UNITEDHEALTH GROUP INC 1,160,600.0 $314.0M 0.21% -463K -28.5% $270.59
28 CALL INTEL CORP 6,898,000.0 $304.4M 0.20% -4.4M -39.1% $44.13
29 CALL ALIBABA GROUP HLDG LTD 2,418,700.0 $303.5M 0.20% -1.1M -30.6% $125.46
30 PUT SPDR SERIES TRUST 3,161,400.0 $265.4M 0.18% -1.9M -37.2% $83.95
31 PUT ASML HLDG NV 180,200.0 $238.0M 0.16% -84K -31.9% $1320.83
32 PUT GOLDMAN SACHS GROUP INC 237,600.0 $201.0M 0.14% -60K -20.1% $845.99
33 PUT CITIGROUP INC 1,701,500.0 $193.0M 0.13% -541K -24.1% $113.41
34 CALL SPDR SERIES TRUST 1,865,500.0 $183.3M 0.12% -814K -30.4% $98.27
35 PUT INTEL CORP 4,134,300.0 $182.4M 0.12% -1.5M -26.1% $44.13
36 CALL CITIGROUP INC 1,599,300.0 $181.4M 0.12% -1.1M -40.0% $113.41
37 CALL BERKSHIRE HATHAWAY INC DEL 377,000.0 $180.7M 0.12% -264K -41.2% $479.20
38 CALL STRATEGY INC 1,435,600.0 $176.4M 0.12% -1.4M -49.4% $122.86
39 CALL WALMART INC 1,325,600.0 $164.7M 0.11% -142K -9.7% $124.28
40 PUT STATE STR SPDR DOW JONES IND 339,500.0 $157.3M 0.10% -612K -64.3% $463.19
Page 2 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%