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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 195 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3881 CALL FLUX PWR HLDGS INC 100.0 $107.0 -700.0 -87.5% $1.07
3882 ONL ORION PROPERTIES INC Real Estate 47.0 $101.0 -190.0 -80.2% $2.15 +39.6%
3883 PUT ENLIVEX LTD 100.0 $93.0 -200.0 -66.7% $0.93
3884 SURG SURGEPAYS INC Technology 109.0 $81.0 -703.0 -86.6% $0.74 -32.4%
3885 CALL SURGEPAYS INC 100.0 $75.0 -1K -92.3% $0.75
3886 CELULARITY INC 55.0 $73.0 -5K -98.8% $1.33
3887 PUT SKYE BIOSCIENCE INC 100.0 $61.0 -2K -96.2% $0.61
3888 CHIQ GLOBAL X FDS 3.0 $59.0 -129.0 -97.7% $19.67 -5.7%
3889 GOOW ROUNDHILL ETF TRUST 1.0 $57.0 -24.0 -96.0% $57.00 +35.2%
3890 DH DEFINITIVE HEALTHCARE CORP Healthcare 46.0 $56.0 -1K -96.5% $1.22 -30.0%
3891 GGRP GLIMPSE GROUP INC Technology 100.0 $51.0 -12K -99.2% $0.51 +58.8%
3892 SIEB SIEBERT FINL CORP Financial Services 25.0 $48.0 -10.0 -28.6% $1.92 -7.3%
3893 PUT DIGINEX LTD 100.0 $48.0 -2K -93.8% $0.48
3894 ADNT ADIENT PLC Consumer Cyclical 2.0 $40.0 -25K -100.0% $20.00 +7.9%
3895 CENNTRO INC 333.0 $39.0 -831.0 -71.4% $0.12
3896 PUT BIOATLA INC 200.0 $32.0 -400.0 -66.7% $0.16
3897 CALL GREEN DOT CORP 100.0 $22.0 -2K -94.1% $0.22
3898 LTCC CANARY LITECOIN ETF 1.0 $13.0 -251.0 -99.6% $13.00 -0.2%
3899 CALL TEGNA INC 1,800.0 -200.0 -10.0%
Page 195 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%