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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 193 of 195  ·  3,899 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3841 CALL EXPENSIFY INC 400.0 $348.0 -10K -96.0% $0.87
3842 PUT LESLIES INC 300.0 $336.0 -400.0 -57.1% $1.12
3843 CALL FISCALNOTE HOLDINGS INC 1,300.0 $331.0 -200.0 -13.3% $0.25
3844 CALL TRANSACT TECHNOLOGIES INC 100.0 $329.0 -800.0 -88.9% $3.29
3845 PUT WM TECHNOLOGY INC 500.0 $329.0 -52K -99.1% $0.66
3846 DTCX DATACENTREX INC Technology 153.0 $328.0 -1K -87.7% $2.14 +0.8%
3847 ETF OPPORTUNITIES TRUST 191.0 $311.0 -473.0 -71.2% $1.63
3848 OXSQ OXFORD SQUARE CAP CORP Financial Services 165.0 $292.0 -667.0 -80.2% $1.77 -27.7%
3849 PUT GRUPO TELEVISA S A B 100.0 $291.0 -300.0 -75.0% $2.91
3850 PUT ZHIHU INC 100.0 $284.0 -15K -99.3% $2.84
3851 SOLAI LIMITED 355.0 $279.0 -477.0 -57.3% $0.79
3852 PUT AC IMMUNE SA 100.0 $275.0 -5K -98.0% $2.75
3853 CALL THRYV HLDGS INC 100.0 $274.0 -8K -98.7% $2.74
3854 MANH MANHATTAN ASSOCIATES INC Technology 2.0 $266.0 -29.0 -93.5% $133.00 +4.2%
3855 GENELUX CORPORATION 106.0 $256.0 -908.0 -89.5% $2.42
3856 CALL CXAPP INC 1,400.0 $252.0 -21K -93.8% $0.18
3857 PUT DIANA SHIPPING INC 100.0 $250.0 -100.0 -50.0% $2.50
3858 CALL SPERO THERAPEUTICS INC 100.0 $234.0 -1K -91.7% $2.34
3859 PUT ACCENDRA HEALTH INC 100.0 $228.0 -2K -96.2% $2.28
3860 LNTH LANTHEUS HLDGS INC Healthcare 3.0 $227.0 -365.0 -99.2% $75.67 +36.1%
Page 193 of 195  ·  3,899 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%